Griffinest Asia Securities, LLC
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 132187
- Registered since
- December 16, 2004
- Website
- griffinasia.com
Firm profile
FINTRXOverview
Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. Public filings list the firm as owned by a domestic entity and an individual, but the firm is otherwise classified as "unclassified" in the available data and has not reported standard advisory or business activity detail. FINTRX marks the firm as not being a capital allocator, not an active ESG investor, not a multi-state adviser, not a pension consultant and not a related adviser. Several typical advisor attributes (fee structure, advisory activities, client base) are not provided in the record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Victor Lin
Chief ExecutiveCRD 4351482
Chung Ping Li
Chief Compliance OfficerCRD 4575230
Katie Tai
Chief Compliance OfficerCRD 4229635
Contacts
3 of 19
Xinyi Wang
Research PrincipalCRD 6268504
Chung-ming Lee
foreign associateCRD 7005157
Hsiu-ping Peng
Operations AssociateCRD 6886598
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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