Griffinest Asia Securities, LLC
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 132187
- Registered since
- December 16, 2004
- Website
- griffinasia.com
Firm profile
FINTRXOverview
Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. Public records provide minimal detail about the firm’s business model: it is listed as an unclassified entity and ownership is attributed to a domestic entity and an individual. The firm does not identify itself as a capital allocator, and it is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. There is no publicly disclosed description of the firm’s advisory activities, fee structure, or client segments.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Victor Lin
Chief ExecutiveCRD 4351482
Chung Ping Li
Chief Compliance OfficerCRD 4575230
Katie Tai
Chief Compliance OfficerCRD 4229635
Contacts
3 of 19Wan-lin Liao
Investment Advisor RepresentativeCRD 6008382
Yu-lung Tsao
Investment Advisor RepresentativeCRD 2134784
Shanshan Wang
Investment Advisor RepresentativeCRD 5948178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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