Griffinest Asia Securities, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
22
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
132187
Registered since
December 16, 2004

Firm profile

FINTRX

Overview

Griffinest Asia Securities, LLC is a limited liability company that has been SEC-registered since 2004. Public records provide minimal detail about the firm’s business model: it is listed as an unclassified entity and ownership is attributed to a domestic entity and an individual. The firm does not identify itself as a capital allocator, and it is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. There is no publicly disclosed description of the firm’s advisory activities, fee structure, or client segments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Victor Lin

    Chief ExecutiveCRD 4351482

  • Chung Ping Li

    Chief Compliance OfficerCRD 4575230

  • Katie Tai

    Chief Compliance OfficerCRD 4229635

Contacts

3 of 19
  • Wan-lin Liao

    Investment Advisor RepresentativeCRD 6008382

  • Yu-lung Tsao

    Investment Advisor RepresentativeCRD 2134784

  • Shanshan Wang

    Investment Advisor RepresentativeCRD 5948178

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
301 N Lake Ave
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth