Griffinest Asia Securities, LLC
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 132187
- Registered since
- December 16, 2004
- Website
- griffinasia.com
Firm profile
FINTRXOverview
Griffinest Asia Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2004. Public filings classify the firm as unclassified and list its ownership as a mix of a domestic entity and an individual. Available disclosures indicate the firm does not act as a capital allocator and it does not identify as an active ESG investor. The firm is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided material detail on its advisory activities, fee schedules, client segments, or broader business lines in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Victor Lin
Chief ExecutiveCRD 4351482
Chung Ping Li
Chief Compliance OfficerCRD 4575230
Katie Tai
Chief Compliance OfficerCRD 4229635
Contacts
3 of 19
Xinyi Wang
Research PrincipalCRD 6268504
Chung-ming Lee
foreign associateCRD 7005157
Hsiu-ping Peng
Operations AssociateCRD 6886598
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 301 N Lake Ave
- Time zone
- PT (UTC-8)
- Office locations
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