The Spartan Group

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is organized as a limited liability company and has been registered with the SEC since 2003. Ownership is listed as individual rather than institutional, and the firm's classification in the dataset is "unclassified." FINTRX flags several negative indicators for broad advisory activity: it does not identify the firm as a capital allocator, an ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Public disclosures in the source are minimal, and no descriptive material about client types, fee schedules, or day-to-day advisory activities is provided. The available records portray an entity with a long registration history but limited visible engagement in the kinds of reporting or programmatic activity that other RIAs typically disclose.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

  • Peter Morgan

    Peter Morgan

    Founding Partner & Managing DirectorCRD 1264882

  • Juan Mondragon

    Juan Mondragon

    Managing DirectorCRD 2744207

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth