The Spartan Group

Broker-DealerFINRA MemberEst. 2003
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is organized as a limited liability company and has been SEC-registered since 2003. Ownership is indicated as individual rather than institutional or corporate, and the firm is categorized as "Unclassified" in the provided dataset. The firm is not identified as a capital allocator and is not listed as an active ESG investor. It also is not flagged as a multi-state adviser, a pension consultant, or part of a related-adviser structure. The dataset does not include descriptions of target client segments, fee arrangements, or the specific advisory services the firm provides.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Steven Thornton

    Steven Thornton

    PresidentCRD 4496384

  • Peter Morgan

    Peter Morgan

    Founding Partner & Managing DirectorCRD 1264882

  • Juan Mondragon

    Juan Mondragon

    Managing DirectorCRD 2744207

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth