The Spartan Group

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
124430
Registered since
January 14, 2003

Firm profile

FINTRX

Overview

The Spartan Group is organized as a limited liability company and has been registered with the SEC since 2003. Ownership is held by an individual and the firm is listed under an "Unclassified" adviser type in regulatory snapshots. The available profile identifies the firm as neither a capital allocator nor an active ESG investor, and it is not characterized as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Juan Mondragon

    Juan Mondragon

    Managing DirectorCRD 2744207

  • Alexander Pompetzki

    Alexander Pompetzki

    AssociateCRD 7170275

  • John Johnson

    John Johnson

    Founding Partner & Managing DirectorCRD 3167704

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
16 N Marengo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth