Capital Research Brokerage Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Pasadena, California
CRD number
40823
Registered since
August 14, 1996

Firm profile

FINTRX

Overview

Capital Research Brokerage Services, LLC is organized as a limited liability company that operates as a fund distributor under individual ownership. The firm appears to focus on distribution-related activities rather than serving as an allocator of client capital or running discretionary investment programs. Reported firm attributes indicate it does not act as a capital allocator, does not position itself as an active ESG investor, and is not set up as a multi-state advisory platform, pension consultant, or related adviser. Public-facing details about its client base, fee schedules, and specific advisory activities are limited in the source material, so the firm should be viewed primarily through the lens of fund distribution and intermediary services rather than as a portfolio manager.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • John Odell

    John Odell

    Co-Founder and PrincipalCRD 1908737

  • Richard Dinger

    Richard Dinger

    PresidentCRD 2326630

  • Julie Goldstone

    Julie Goldstone

    AdministrationCRD 4157944

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pasadena, CA

Los Angeles

Location

Pasadena, CA

Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
15 S Raymond Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth