B.B. Graham & Company, Inc.
Firm details
- Headquarters
- Orange, California
- CRD number
- 41533
- Registered since
- December 3, 2015
- Website
- bbgraham.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.36%
- Individuals24.64%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
B.B. Graham & Company, Inc. is a corporation that operates as an independent broker-dealer and insurance broker that focuses on individual and family clients. The firm is SEC registered (initial registration recorded in 2015) and identifies itself as a capital allocator, using third‑party managers and external funds as part of its offering. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements include percentage of AUM, hourly charges, and fixed fees. The firm is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities71%
- Public Funds/Mutual Funds18%
- Cash & Cash Equivalents9%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 4
Amber Bell
Chief Compliance OfficerCRD 5430390
Marie Godinez
COOCRD 3020086
Alan Schryer
CEO & Chief Investment OfficerCRD 1847282
Contacts
3 of 82
Gay Thompson
Registered RepresentativeCRD 5694536
Nathan Trenholm
Financial AdvisorCRD 5809544
Robert North
Registered RepresentativeCRD 5354527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Orange, CA
Orange
Location
Orange, CA
Headquartered in Orange, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 1700 W Katella Ave
- Time zone
- PT (UTC-8)
- Office locations
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