Wells Fargo Advisors
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 19616
- Registered since
- October 5, 1990
- Website
- www.wellsfargoadvisors.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI73.74%
- Individuals18.25%
- Corporations / Businesses4.34%
- Charitable Organizations2.18%
- Pension & Profit Sharing Plans1.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Wells Fargo Advisors operates as a wirehouse-style limited liability company that combines broker-dealer distribution, custody capabilities and advisory services for individual, family and institutional clients. The firm offers financial planning, discretionary and non‑discretionary portfolio management for individuals and businesses, pension consulting and manager selection. Its business mix includes brokerage and other financial product sales alongside fee-based advisory programs; clients may be charged by percentage of assets under management, fixed fees or commissions. The firm identifies itself as an active ESG investor and participates in a broad set of industry roles—ranging from banking and trust activity to acting as sponsor or manager of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities36%
- State & Local Bonds4%
- US Government Bonds2%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 22
Tracy Steberger
Practice CoordinatorCRD 4395115
Paula Mogan
Senior CoordinatorCRD 4081813
Eugene Yahiku
Chief Compliance OfficerCRD 5507027
Contacts
3 of 18607
Carrie O'neill
Banking ManagerCRD 5639229
Steven Fleisher
Financial AdvisorCRD 5639346
Heriberto Muro
Vice President, InvestmentsCRD 5639371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,470Active vs passive
$301B in ETFs
87%
$262B
10%
$39.5B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $15.3B | 20,418,578 | 5.08% |
Location
Saint Louis, MO
Saint Louis City
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis City
- Address
- 1 N Jefferson Ave
- Time zone
- CT (UTC-6)
- Office locations
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