Wells Fargo Advisors
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 19616
- Registered since
- October 5, 1990
- Website
- www.wellsfargoadvisors.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI73.74%
- Individuals18.25%
- Corporations / Businesses4.34%
- Charitable Organizations2.18%
- Pension & Profit Sharing Plans1.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Wells Fargo Advisors operates as a national wirehouse-style broker-dealer and registered investment adviser with a broad set of retail and institutional capabilities. The firm offers both brokerage and advisory services, combining financial planning, portfolio management for individuals and institutions, pension consulting, and selection of outside managers. Its business model mixes commission-based product sales with fee arrangements (percentage of AUM and fixed-fee engagements), and it is identified as an active ESG investor. The firm relies on third-party managers for many alternative exposures rather than acting as a direct capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities36%
- State & Local Bonds4%
- US Government Bonds2%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 23
Tracy Steberger
Practice CoordinatorCRD 4395115
Paula Mogan
Senior CoordinatorCRD 4081813
Nicole Christian
Practice CoordinatorCRD 2299118
Contacts
3 of 18614
Carrie O'neill
Banking ManagerCRD 5639229
Steven Fleisher
Financial AdvisorCRD 5639346
Heriberto Muro
Vice President, InvestmentsCRD 5639371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4,576Active vs passive
$598B in ETFs
87%
$520B
10%
$77.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $15.3B | 20,418,578 | 2.56% |
Location
Saint Louis, MO
Saint Louis City
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis City
- Address
- 1 N Jefferson Ave
- Time zone
- CT (UTC-6)
- Office locations
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