Wells Fargo Advisors
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 19616
- Registered since
- October 5, 1990
- Website
- www.wellsfargoadvisors.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- HNWI73.74%
- Individuals18.25%
- Corporations / Businesses4.34%
- Charitable Organizations2.18%
- Pension & Profit Sharing Plans1.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Wells Fargo Advisors is the brokerage and advisory arm of a large financial services organization, organized as an LLC and classified as a qualified custodian, investment bank and wirehouse. The firm serves both individual/family and institutional clients and combines traditional broker-dealer activity with fee-based advisory services. Its advisory offerings include financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and manager selection. Wells Fargo Advisors is registered with the SEC and has been since 1990. Revenue and client billing come through a mix of percentage-of-AUM fees, fixed fees and commission-based product sales.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities36%
- State & Local Bonds4%
- US Government Bonds2%
- Non-Investment Grade Corp Bonds2%
Owners & executives
3 of 21
Tracy Steberger
Practice CoordinatorCRD 4395115
Paula Mogan
Senior CoordinatorCRD 4081813
Nicole Christian
Practice CoordinatorCRD 2299118
Contacts
3 of 18643
Carrie O'neill
Banking ManagerCRD 5639229
Steven Fleisher
Financial AdvisorCRD 5639346
Heriberto Muro
Vice President, InvestmentsCRD 5639371
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,469Active vs passive
$301B in ETFs
87%
$262B
10%
$39.4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $15.3B | 20,418,578 | 5.08% |
Location
Saint Louis, MO
Saint Louis City
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis City
- Address
- 1 N Jefferson Ave
- Time zone
- CT (UTC-6)
- Office locations
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