STIFEL, NICOLAUS & COMPANY, INCORPORATED

Broker-DealerFINRA MemberEst. 1975

Total AUM

$198B

Discretionary

$127B

64% of AUM

Accounts

394,160

Employees

6,478

Advisory reps

5,067

Brokerage reps

5,097

Firm details

Headquarters: SAINT LOUIS, Missouri
CRD number: 793
Registered since: May 7, 1975
Website: www.stifelcapitalmanagement.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI69.57%
Individuals20.77%
Corporations / Businesses3.14%
Charitable Organizations2.71%
Banking / Thrift Institutions1.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stifel, Nicolaus & Company, Incorporated is a long-established broker-dealer and registered municipal advisor that also functions as a qualified custodian. SEC registration dates to 1975. The firm serves both individual and family clients as well as institutional investors and combines brokerage, insurance distribution, and advisory services. Its revenue and client billing mix includes percentage-of-AUM fees, fixed fees, and commissions. Advisory capabilities span financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, pension consulting, selection of other advisers, and educational seminars. The firm is not positioned as an active ESG investor in the provided data and is classified as a conventional broker-dealer rather than a capital allocator.