Stifel, Nicolaus & Company, Incorporated

Broker-DealerFINRA Member

Total AUM

$198B

Discretionary

$127B

64% of AUM

Accounts

394,160

Employees

6,478

Advisory reps

5,075

Brokerage reps

5,097

Firm details

Headquarters: Saint Louis, Missouri
CRD number: 793
Registered since: May 7, 1975
Website: www.stifelcapitalmanagement.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI69.57%
Individuals20.77%
Corporations / Businesses3.14%
Charitable Organizations2.71%
Banking / Thrift Institutions1.36%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Stifel, Nicolaus & Company, Incorporated is a full-service broker-dealer and qualified custodian that operates across retail and institutional channels. The firm is SEC-registered (registration year 1975) and combines brokerage, insurance distribution, municipal advisory and advisory services under one corporate umbrella. Its client base spans individuals and families as well as institutional investors, and its fee model mixes asset-based fees, fixed fees and commission-based charges. Advisory capabilities include financial planning, portfolio management for individuals, small businesses and pooled vehicles, pension consulting, selection of other advisers and educational programming. The firm is not identified as an active ESG investor.