Raymond James & Associates, Inc.

Broker-DealerFINRA Member

Total AUM

$501B

Discretionary

$379B

76% of AUM

Accounts

1,143,145

Employees

16,780

Advisory reps

8,703

Brokerage reps

7,870

Firm details

Headquarters: St Petersburg, Florida
CRD number: 705
Registered since: December 19, 1974
Website: www.raymondjames.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES TRUST COMPANY OF NEW HAMPSHIRE
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI57.63%
Individuals23.17%
Pension & Profit Sharing Plans9.2%
Corporations / Businesses7.99%
State / Municipal Government0.96%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Raymond James & Associates, Inc. is a full-service broker-dealer and qualified custodian that combines brokerage, insurance distribution and advisor services for individual, family and institutional clients. The firm is SEC-registered (1974) and operates a mix of advisory and brokerage business lines: fee-based portfolio management, financial planning, pension consulting and selection of sub-advisers, alongside commission-driven brokerage and insurance sales. Service delivery includes both hourly and fixed-fee engagements as well as percentage-of-AUM billing, and the firm also runs educational seminars and registered municipal advisory work. Raymond James presents itself as a traditional wealth-management and broker-dealer franchise rather than as an active ESG-focused allocator.