Broker-Dealers: Under $100M AUM
57 Broker-Dealers in the Under $100M AUM range, ranked by reported regulatory assets.
Investors Brokerage Of Texas, Ltd.
Broker-DealerWaco, TX
AUM $98.6MTEAM 8REPS 7
Garrett Nagle & Co, Inc.
Broker-DealerWoburn, MA
AUM $98.4MTEAM 4REPS 2
Shearman, Ralston Inc.
Broker-DealerGreenwich, CT
AUM $97.7MTEAM 4REPS 4
Atis
Broker-DealerHighland, IN
AUM $96.3MTEAM 4REPS 5
Insight Securities, Inc.
Broker-DealerHighland Park, IL
AUM $94.2MTEAM 25REPS 48
Mcclurg Capital Corporation
Broker-DealerSan Rafael, CA
AUM $92.9MTEAM 6REPS 10
IBN Financial Services, Inc
Broker-DealerLiverpool, NY
AUM $87.7MTEAM 52REPS 51
Intercarolina Financial Services, Inc.
Broker-DealerGreensboro, NC
AUM $85.4MTEAM 29REPS 31
Liberty Capital
Broker-DealerPortland, OR
AUM $84.5MTEAM 6REPS 6
Colorado Financial Service Corporation
Broker-DealerCentennial, CO
AUM $84.1MTEAM 38REPS 35
March Capital Corp.
Broker-DealerChicago, IL
AUM $82.4MTEAM 4REPS 22
Dorn & Co, Inc.
Broker-DealerMinnetonka, MN
AUM $61.4MTEAM 2REPS 2
Akar Capital Management, Inc.
Broker-DealerPlantation, FL
AUM $58MTEAM 1REPS 2
Westpark Capital, Inc.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 51
Teckmeyer Financial Services, L.L.C.
Broker-DealerOmaha, NE
AUM $51.6MTEAM 7REPS 9
Private Portfolio Of San Diego
Broker-DealerLa Jolla, CA
AUM $50MTEAM 19REPS 18
Stock Traders
Broker-DealerHuntington Beach, CA
AUM $49.2MTEAM 3REPS 3
Latin Securities Inc
Broker-DealerMiami, FL
AUM $48.9MTEAM 6REPS 15
Itau International Securities Inc.
Broker-DealerMiami, FL
AUM $48MTEAM 33REPS 75
Northwest Investment Advisors, Inc
Broker-DealerSpokane, WA
AUM $45.3MTEAM 15REPS 15
First Western Securities, Inc.
Broker-DealerHurst, TX
AUM $41.7MTEAM 7REPS 14
Davinci Capital Management Inc.
Broker-DealerCambridge, MA
AUM $40.2MTEAM 4REPS 15
S.G. Long & Company
Broker-DealerMissoula, MT
AUM $35.3MTEAM 15REPS 16
Supreme Alliance LLC
Broker-DealerCharlotte
AUM $35.3MTEAM 16REPS 43
Other AUM ranges
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