Benjamin Securities, Inc.

Broker-DealerFINRA MemberEst. 1987

Total AUM

$33.6M

Discretionary

$29.9M

89% of AUM

Accounts

68

Employees

12

Advisory reps

7

Brokerage reps

9

Firm details

Headquarters: Albany, New York
CRD number: 7754
Registered since: December 24, 1987
Website: benjaminsecurities.com
Fee structure: Percentage of AUM
Client types: Individuals62.11%
HNWI37.89%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Benjamin Securities, Inc. operates as a corporation and has been registered with the SEC since 1987. The firm primarily serves individual and family clients, offering portfolio management services tailored for individuals and small businesses. As a broker-dealer, Benjamin Securities engages in various investment activities, focusing on managing assets for its clients. The firm does not actively pursue ESG investments and does not classify itself as a multi-state adviser or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities89%
Cash & Cash Equivalents8%
State & Local Bonds2%
Investment Grade Corp Bonds2%
Sovereign Bonds1%

Contacts

3 of 7

S. Cognetti
Registered RepresentativeCRD 5281594
Catharine Chandler
Investment Advisor RepresentativeCRD 6108673
Robert Warren
Registered RepresentativeCRD 2832682

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area: Albany-Schenectady, NY
Region: Northeast
County: Albany
Address: 421 New Karner Rd
Time zone: ET (UTC-5)
Office locations

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