Benjamin Securities, Inc.
Firm details
- Headquarters
- Albany, New York
- CRD number
- 7754
- Registered since
- December 24, 1987
- Website
- benjaminsecurities.com
- Fee structure
- Percentage of AUM
- Client types
- HNWI76.49%
- Individuals23.51%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Benjamin Securities, Inc. is a corporate broker‑dealer that also provides portfolio management services to individuals and small businesses. The firm serves individual and family clients and charges fees as a percentage of assets under management. It is registered with the SEC and has been since 1987. The firm does not position itself as an ESG-focused investor and does not identify as a capital allocator; its owner structure is a mix of a domestic entity and an individual. Business activity centers on broker‑dealer operations paired with advisory work for private clients. Advisory services are oriented toward managing discretionary and non‑discretionary portfolios for a relatively small client base rather than institutional or pension advisory work.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents6%
- US Government Bonds2%
- Investment Grade Corp Bonds2%
Contacts
3 of 7Catharine Chandler
Investment Advisor RepresentativeCRD 6108673

William Baker
PresidentCRD 1804430
Thomas Laundrie
Senior Financial ConsultantCRD 1207021
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 421 New Karner Rd
- Time zone
- ET (UTC-5)
- Office locations
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