C. L. King & Associates, Inc.

Broker-DealerFINRA MemberEst. 1972
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
6183
Registered since
April 19, 1972

Firm profile

FINTRX

Overview

C. L. King & Associates, Inc. is organized as a corporation and is classified in the available data as an investment bank. The firm has been SEC-registered since 1972 and is owned by an individual. The dataset indicates the firm is not a capital allocator, does not identify as an active ESG investor, and is not listed as a multi-state adviser or pension consultant. Beyond these registry attributes, there is little public detail about its advisory activities, fee structure, or client segments in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Candace Weir

    Candace Weir

    President, Chief Investment OfficerCRD 269796

  • Robert Benton

    Senior Managing Director and Chief Financial OfficerCRD 4378310

  • Steven Zoric

    Steven Zoric

    COOCRD 4074487

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Contacts

3 of 20
  • Amelia Weir

    Amelia Weir

    Senior Vice PresidentCRD 1497338

  • Elizabeth Vincelette

    Elizabeth Vincelette

    Fixed Income Sales AssistantCRD 2566636

  • James Hodson

    OperationsCRD 2197016

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
9 Elk St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth