PKS Securities, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation and has been SEC-registered since 2000. The firm is listed as owned by a domestic entity/individual and is classified in the data as "unclassified." The profile indicates PKS Securities does not identify as a capital allocator and is not flagged as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not provided detail on its core business activities, advisory services, or affiliations. Because those operating and service details are absent from the available record, it is not possible to describe client segments, target markets, or the types of investment mandates the firm pursues.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracey Bohley

    Tracey Bohley

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • Stephen Smith

    Regional SupervisorCRD 1123669

  • Katherine Flouton

    Operations AssistantCRD 4405001

  • Jason Depasquale

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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