PKS Securities, Inc.
Firm details
- Headquarters
- Albany, New York
- CRD number
- 101600
- Registered since
- May 22, 2000
- Website
- broadstonesecurities.com
Firm profile
FINTRXOverview
PKS Securities, Inc. is organized as a corporation and is recorded as having SEC registration dating to 2000. Ownership is reported as a combination of a domestic entity and an individual. The firm's public profile classifies it as "unclassified" and identifies several operational flags: it is not listed as a capital allocator, not active on ESG investing, not a multi-state adviser, not newly formed, not a pension consultant, and no related adviser relationship is reported.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Tracey Bohley
Chief Financial OfficerCRD 4826937
Contacts
3 of 3Stephen Smith
Regional SupervisorCRD 1123669
Katherine Flouton
Operations AssistantCRD 4405001
Jason Depasquale
Registered RepresentativeCRD 5989443
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Albany, NY
Albany
Location
Albany, NY
Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.
- Metro area
- Albany-Schenectady, NY
- Region
- Northeast
- County
- Albany
- Address
- 80 State St
- Time zone
- ET (UTC-5)
- Office locations
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