PKS Securities, Inc.

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation and has been registered with the SEC since 2000. Public filings classify ownership as a combination of a domestic entity and an individual; the firm is listed without a more specific advisory classification. Filed attributes indicate it does not serve as a capital allocator and it does not describe itself as a multi-state adviser, pension consultant, or related adviser. The firm has not disclosed client segments, fee arrangements, specific business lines, or detailed advisory activities in the available snapshot. It also does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracey Bohley

    Tracey Bohley

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • Stephen Smith

    Regional SupervisorCRD 1123669

  • Katherine Flouton

    Operations AssistantCRD 4405001

  • Jason Depasquale

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth