PKS Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albany, New York
CRD number
101600
Registered since
May 22, 2000

Firm profile

FINTRX

Overview

PKS Securities, Inc. is organized as a corporation with domestic entity and individual ownership. In the FINTRX snapshot the firm is listed as "unclassified" and is not identified as a capital allocator or an active ESG investor. The profile also indicates it does not operate as a multi-state adviser, is not newly formed, and is not flagged as a pension consultant or related adviser. Publicly listed fields for client composition, fee structure, and specific business or advisory activities are not provided in the available FINTRX entry, so there is limited detail on the firm's client focus or service model.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Tracey Bohley

    Tracey Bohley

    Chief Financial OfficerCRD 4826937

Contacts

3 of 3
  • Stephen Smith

    Regional SupervisorCRD 1123669

  • Katherine Flouton

    Operations AssistantCRD 4405001

  • Jason Depasquale

    Registered RepresentativeCRD 5989443

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Albany, NY

Albany

Location

Albany, NY

Headquartered in Albany, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
Albany
Address
80 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth