Halliday Financial, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
—
Advisory reps
35
Avg account
$0

Firm details

Headquarters
Glen Head, New York
CRD number
31741
Registered since
March 1, 1993

Firm profile

FINTRX

Overview

Halliday Financial, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered advisory firm since 1993. The firm is identified as having a domestic owner structure that includes an individual owner. FINTRX classifies the firm as "Unclassified" and does not list it as a capital allocator. The dataset provides little detail about the firm's business model, client segments, fee schedules, or the specific advisory services it offers. FINTRX flags the firm as not being an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser to another registered manager. The firm is not newly formed.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Rachel Pino

    CFOCRD 2381976

  • Philip Toffel

    Philip Toffel

    CEO & Managing PartnerCRD 1045274

Contacts

3 of 33
  • Christine Malmborg

    Christine Malmborg

    Financial Advisor & Registered PrincipalCRD 5708309

  • Reese Hughes

    Reese Hughes

    Senior Financial PlannerCRD 5831565

  • Katherine Stein

    Katherine Stein

    Vice PresidentCRD 5878569

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Glen Head, NY

Nassau

Location

Glen Head, NY

Headquartered in Glen Head, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
725 Glen Cove Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth