Halliday Financial, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
36
Avg account
$0

Firm details

Headquarters
Glen Head, New York
CRD number
31741
Registered since
March 1, 1993

Firm profile

FINTRX

Overview

Halliday Financial, LLC is organized as a limited liability company and is registered with the SEC; the registration year on file is 1993. Ownership is recorded as a combination of a domestic entity and an individual. The firm is listed as "Unclassified" in the dataset rather than by a common advisor type, and the record indicates it does not function as a capital allocator. The available profile flags several operational characteristics: it is not an active ESG investor, is not registered as a multistate adviser in the source, is not newly formed, and is not identified as a pension consultant or a related adviser. Information about the firm’s client types, fee arrangements and specific advisory activities was not provided in the dataset used for this profile.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Philip Toffel

    Philip Toffel

    CEO & Managing PartnerCRD 1045274

  • Rachel Pino

    CFOCRD 2381976

Contacts

3 of 34
  • Rebecca Pino

    Rebecca Pino

    Financial AdvisorCRD 7831049

  • Michael Romer

    Michael Romer

    Vice PresidentCRD 5082414

  • Matthew Monk

    AdministrativeCRD 7832751

Unlock 31 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Glen Head, NY

Nassau

Location

Glen Head, NY

Headquartered in Glen Head, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Nassau
Address
725 Glen Cove Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth