SGI Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 155643
- Registered since
- June 7, 2011
Firm profile
FINTRXOverview
SGI Securities LLC is organized as a limited liability company with ownership indicated as a domestic entity and individual. Publicly available profile fields in the dataset are sparse: the firm is classified as "Unclassified" and has not been identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not supply descriptions of its business activities, advisory services, client segments, or fee arrangements in the source materials. The absence of disclosed business and advisory details makes it difficult to define the firm's target clients, service model, or investment philosophy from the available record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Donald Pollard
CEO and CCOCRD 2181631
Andrew Schupak
CEOCRD 2404355
Ian Hartley
CEOCRD 7842402
Contacts
2 of 2
Ernest Kappotis
Financial Operations PrincipalCRD 4871251
Alba Silston
Registered RepresentativeCRD 5164380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 7 Penn Plz
- Time zone
- ET (UTC-5)
- Office locations
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