SGI SECURITIES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 155643
- Registered since
- June 7, 2011
Firm profile
FINTRXOverview
SGI Securities LLC is organized as a limited liability company and is SEC-registered since 2011. Ownership is listed as a combination of a domestic entity and an individual; the firm's regulatory classification in the source is marked as unclassified. The profile indicates SGI Securities does not position itself as a capital allocator and does not identify as an active ESG investor. It is also not shown as a multi-state adviser, newly formed adviser, pension consultant, or related adviser in the provided snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 4DONALD POLLARD
CEO and CCOCRD 2181631
ANDREW SCHUPAK
CEOCRD 2404355
Ian Hartley
CEOCRD 7842402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 7 Penn Plz
- Time zone
- ET (UTC-5)
- Office locations
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