SGI Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 155643
- Registered since
- June 7, 2011
Firm profile
FINTRXOverview
SGI Securities LLC is organized as a limited liability company and is registered with the SEC since 2011. Public data classifies the firm as "unclassified" and lists its ownership as a domestic entity and individual. The FINTRX record indicates the firm is not a capital allocator, is not an active ESG investor, is not designated as a multi-state adviser, and is not identified as a pension consultant or related adviser. Details about SGI Securities LLC’s service model, target client segments, fee schedules, or specific advisory activities are not provided in the available dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Donald Pollard
CEO and CCOCRD 2181631
Andrew Schupak
CEOCRD 2404355
Ian Hartley
CEOCRD 7842402
Contacts
2 of 2
Ernest Kappotis
Financial Operations PrincipalCRD 4871251
Alba Silston
Registered RepresentativeCRD 5164380
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 7 Penn Plz
- Time zone
- ET (UTC-5)
- Office locations
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