SGI Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
155643
Registered since
June 7, 2011

Firm profile

FINTRX

Overview

SGI Securities LLC is organized as a limited liability company with ownership indicated as a domestic entity and individual. Publicly available profile fields in the dataset are sparse: the firm is classified as "Unclassified" and has not been identified as a capital allocator, an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm did not supply descriptions of its business activities, advisory services, client segments, or fee arrangements in the source materials. The absence of disclosed business and advisory details makes it difficult to define the firm's target clients, service model, or investment philosophy from the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Donald Pollard

    Donald Pollard

    CEO and CCOCRD 2181631

  • Andrew Schupak

    Andrew Schupak

    CEOCRD 2404355

  • Ian Hartley

    CEOCRD 7842402

Contacts

2 of 2
  • Ernest Kappotis

    Ernest Kappotis

    Financial Operations PrincipalCRD 4871251

  • Alba Silston

    Registered RepresentativeCRD 5164380

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
7 Penn Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth