Broker-Dealers in New York, NY

759 Broker-Dealers based in New York, New York managing a combined $3T.

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Broker-Dealer

New York, NY

AUM $1.8TTEAM 32960REPS 27214

J.P. Morgan Securities LLC

Broker-Dealer

New York, NY

AUM $430BTEAM 8703REPS 34802

RBC Capital Markets, LLC

Broker-Dealer

New York, NY

AUM $310BTEAM 8781REPS 6498

Goldman Sachs & Co LLC

Broker-Dealer

New York, NY

AUM $134BTEAM 2268REPS 7908

Rockefeller Capital Management

Broker-Dealer

New York, NY

AUM $99.6BTEAM 1005REPS 1141

Citigroup Global Markets Inc.

Broker-Dealer

New York, NY

AUM $56BTEAM 7036REPS 6860

Equitable Advisors, LLC

Broker-Dealer

New York, NY

AUM $42.5BTEAM 5674REPS 5365

Advice And Planning Services

Broker-Dealer

New York, NY

AUM $37.9BTEAM 1293REPS 3528

Oppenheimer & Co Inc.

Broker-Dealer

New York, NY

AUM $36.7BTEAM 2806REPS 1899

Park Avenue Securities LLC

Broker-Dealer

New York, NY

AUM $19.6BTEAM 2073REPS 2596

Gilder Gagnon Howe & Co LLC

Broker-Dealer

New York, NY

AUM $12.1BTEAM 84REPS 56

Millburn Ridgefield LLC

Broker-Dealer

New York, NY

AUM $8.7BTEAM 59REPS 11

TD Private Client Wealth LLC

Broker-Dealer

New York, NY

AUM $8.6BTEAM 671REPS 621

BNY Mellon Securities Corporation

Broker-Dealer

New York, NY

AUM $8.4BTEAM 253REPS 443

Ingalls & Snyder LLC

Broker-Dealer

New York, NY

AUM $7.8BTEAM 92REPS 77

Hsbc Securities (USA) Inc.

Broker-Dealer

New York, NY

AUM $3.8BTEAM 490REPS 1301

Aegis Capital Corp.

Broker-Dealer

New York, NY

AUM $1.8BTEAM 260REPS 221

Kimelman & Baird, LLC

Broker-Dealer

New York, NY

AUM $1.5BTEAM 9REPS 6

Flagstar Advisors, Inc.

Broker-Dealer

New York, NY

AUM $784MTEAM 37REPS 52

Wellington Shields & Co, LLC

Broker-Dealer

New York, NY

AUM $546MTEAM 25REPS 50

Gagnon Securities, LLC

Broker-Dealer

New York, NY

AUM $530MTEAM 19REPS 19

Andrew Garrett, Inc.

Broker-Dealer

New York, NY

AUM $521MTEAM 14REPS 29

Quint Capital Management

Broker-Dealer

New York, NY

AUM $162MTEAM 16REPS 12

R. F. Lafferty & Co, Inc.

Broker-Dealer

New York, NY

AUM $130MTEAM 80REPS 79

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