Oppenheimer & Co Inc.

Overview

Oppenheimer & Co Inc. operates as a multi-faceted wealth and capital markets firm: a conventional broker‑dealer that also functions as a qualified custodian and an investment bank. The firm serves both individual/family clients and institutional investors, offering brokerage and insurance services alongside advisory work such as financial planning, portfolio management for individuals and institutions, pension consulting and selection of other advisers. Oppenheimer & Co Inc. is registered with the SEC (registered in 1955). The organization is identified as a capital allocator and reports a mix of fee models (percentage of AUM and fixed fees) as well as commission-based business. The firm does not describe itself as an active ESG investor. Its corporate footprint includes activities beyond advisory work — trust, insurance, commodity pool/CTA involvement and sponsoring or managing pooled investment vehicles are among its stated industry affiliations.

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