Advice And Planning Services

Overview

Advice And Planning Services operates as a limited liability company that combines broker-dealer operations with advisory services aimed at individuals, families and institutions. The firm is organized as an insurance broker-dealer and provides financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers and educational workshops. Its compensation includes percentage-of-AUM fees alongside other fee arrangements. The firm identifies as an active ESG investor and has been SEC‑registered since 2004. Advice And Planning Services also maintains multiple industry roles and affiliations that span broker-dealer activity, registered municipal advising, commodity pool or trading activity, banking or insurance relationships, and sponsor/manager roles for pooled investment vehicles. That breadth supports both transactional broker-dealer services and ongoing advisory relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices