Advice And Planning Services
Firm details
- Headquarters
- New York, New York
- CRD number
- 20472
- Registered since
- September 24, 2004
- Website
- www.tiaa.org
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI77.93%
- Individuals22.03%
- Corporations / Businesses0.03%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Advice And Planning Services is an LLC that operates primarily as an insurance broker-dealer and provides a mix of brokerage and advisory services. The firm has been SEC-registered since 2004 and is privately owned by a combination of domestic entity and individual owners. On the advisory side it offers financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and client education through seminars and workshops. Its client base includes both individual/family clients and institutional investors. Fee arrangements include percentage-of-AUM pricing alongside other fee types. The firm reports being an active ESG investor and does not serve as a capital allocator, instead relying on third-party managers and product wrappers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Cash & Cash Equivalents1%
Owners & executives
3 of 13Rohitha Vaddi
Director, Chief of StaffCRD 6994602
James Deats
President and CEOCRD 4895304
Niladri Mukherjee
Chief Investment OfficerCRD 5227234
Contacts
3 of 3428
Stuart Mershon
Associate General CounselCRD 5849350
Bradford Newitt
Wealth Management AdvisorCRD 4713515
Anthony Jackson
Registered RepresentativeCRD 7385353
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 334Active vs passive
$25.8B in ETFs
99%
$25.6B
<1%
$180M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EAFE ETF (IEFA) | BlackRock | Passive | Foreign Large Blend | $1.7B | 19,326,473 | 6.79% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 730 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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