Equitable Advisors, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 6627
- Registered since
- September 22, 1978
- Website
- equitable.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.13%
- Individuals21.6%
- Corporations / Businesses1.49%
- Pension & Profit Sharing Plans1.17%
- Charitable Organizations0.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Equitable Advisors, LLC operates as an insurance-focused broker-dealer and offers a wide range of advisory services to both individuals/families and institutional clients. The firm has been SEC-registered since 1978 and is organized as an LLC. Its service mix blends traditional broker-dealer activities with fee-based advisory work—financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, selection of other advisers, and educational seminars are all part of its offering set. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm is not identified as an active ESG investor in the source data. Its business model reflects the intersection of insurance distribution and advisory capabilities, which is consistent with the presence of annuities among the investment products it uses.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 53
Natalie Haller
Chief Operating OfficerCRD 5665784
Omar Jennings
Chief Financial StrategistCRD 5675632
Scott Greenberg
Chief Financial StrategistCRD 5682399
Contacts
3 of 5379
Neal Maqboul
PartnerCRD 5642205
Steven Nester
Financial AdvisorCRD 5643820
Adam Blevins
Registered RepresentativeCRD 5643851
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,270Active vs passive
$17.1B in ETFs
81%
$13.9B
15%
$3.2B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG) | State Street | Passive | Large Growth | $536M | 4,531,390 | 3.14% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1345 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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