Goldman Sachs & Co LLC

Broker-DealerFINRA Member
Total AUM
$134B
Discretionary
$133B
100% of AUM
Accounts
46,269
Employees
2,268
Advisory reps
7,977
Brokerage reps
1,698

Firm details

Headquarters
New York, New York
CRD number
361
Website
www.goldmansachs.com
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types
  • HNWI38.13%
  • Other35.85%
  • Charitable Organizations13.12%
  • Corporations / Businesses12.67%
  • Insurance Companies0.22%

Firm profile

FINTRX

Overview

Goldman Sachs & Co LLC operates as a bank-affiliated broker-dealer and qualified custodian that serves both individual/family and institutional clients. The firm carries a broad set of market-facing registrations and business lines, acting as a broker-dealer, futures commission merchant, registered municipal advisor and registered security-based swap dealer. Its fee arrangements span percentage-of-AUM, fixed fees, commissions and performance-based fees. The firm reports being an active ESG investor and lists custodial activity among its primary functions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Other 18%, Exchange Traded Equities 11%, Private Funds 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Other18%
  • Exchange Traded Equities11%
  • Private Funds4%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 33

  • James Guckert

    Macro SalesCRD 2577398

  • Richard Gnodde

    Richard Gnodde

    Chief Executive OfficerCRD 1874064

  • Jonathan Beinner

    Chief Investment OfficerCRD 1700282

Unlock 30 more executives →

Contacts

3 of 7944
  • Karolina Laredo

    Karolina Laredo

    AnalystCRD 6515916

  • Yanxi Chen

    Yanxi Chen

    Investment Banking AnalystCRD 7762796

  • Mark Delucia

    Mark Delucia

    Registered RepresentativeCRD 5947161

Unlock 7941 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,702

Active vs passive

$190B in ETFs

Passive

96%

$182B

Active

1%

$7.8B

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$23.5B31,515,90512.39%
Unlock additional holdings →

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
200 West St
Time zone
ET (UTC-5)
Office locations

Similar firms

Rockefeller Capital Management

Broker-Dealer

New York, NY

AUM $99.6BTEAM 1005REPS 1162

RBC Capital Markets, LLC

Broker-Dealer

New York, NY

AUM $310BTEAM 8781REPS 6531

Citigroup Global Markets Inc.

Broker-Dealer

New York, NY

AUM $56BTEAM 7036REPS 6800

Equitable Advisors, LLC

Broker-Dealer

New York, NY

AUM $42.5BTEAM 5674REPS 5349

J.P. Morgan Securities LLC

Broker-Dealer

New York, NY

AUM $430BTEAM 8703REPS 35174

Advice And Planning Services

Broker-Dealer

New York, NY

AUM $37.9BTEAM 1293REPS 3473
More Broker-Dealers in New York →All New York Broker-Dealers →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth