Goldman Sachs & Co LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 361
- Registered since
- May 13, 1981
- Website
- www.goldmansachs.com
- Custodians
- GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
- Client types
- HNWI38.13%
- Other35.85%
- Charitable Organizations13.12%
- Corporations / Businesses12.67%
- Insurance Companies0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Goldman Sachs & Co LLC is the broker-dealer and investment bank arm of the Goldman Sachs organization that provides custody, execution, and advisory services to both individual/family and institutional clients. The entity is organized as a limited liability company and has been SEC-registered since 1981. Its business mix spans traditional broker-dealer activities and a range of advisory services, including financial planning, portfolio management for individuals and pooled vehicles, selection of other advisers, and investor education. The firm also functions in several regulated capacities beyond advisory work, such as futures commission merchant and registered security-based swap dealer. Fee arrangements across client relationships are varied and may include percentage-of-AUM, fixed fees, commissions, performance-based fees, and other structures. The firm identifies itself as an active ESG investor and combines custody and trading operations with advisory capabilities rather than positioning primarily as an independent capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Other18%
- Exchange Traded Equities11%
- Private Funds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 32David Solomon
Chairman & CEOCRD 1616414
Thomas Matthias
Chief Compliance OfficerCRD 2872690
John Waldron
President and Chief Operating OfficerCRD 2569337
Contacts
3 of 8191
Jesse Sweet
Managing DirectorCRD 5643697

Brian Woodruff
Vice PresidentCRD 5667552
Michael Mauriello
Vice PresidentCRD 5692496
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,702Active vs passive
$190B in ETFs
96%
$182B
1%
$7.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $23.5B | 31,515,905 | 12.39% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 200 West St
- Time zone
- ET (UTC-5)
- Office locations
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