Goldman Sachs & Co LLC

Broker-DealerFINRA MemberEst. 1981
Total AUM
$134B
Discretionary
$133B
100% of AUM
Accounts
46,269
Employees
2,268
Advisory reps
7,876
Brokerage reps
1,698

Firm details

Headquarters
New York, New York
CRD number
361
Registered since
May 13, 1981
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types
  • HNWI38.13%
  • Other35.85%
  • Charitable Organizations13.12%
  • Corporations / Businesses12.67%
  • Insurance Companies0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Goldman Sachs & Co LLC operates as a multi-functional securities firm: a broker-dealer, investment bank, and qualified custodian that also provides a wide range of advisory services. Its client mix spans individual and family clients as well as institutional accounts, and its advisory menu includes financial planning, portfolio management for individuals and pooled vehicles, selection of sub-advisers, publication of research/periodicals, and client education. The firm is active on ESG matters and conducts business activities that extend into futures, commodity pool/CTA activity, municipal advising, and security‑based swap dealing. Fee arrangements are varied — the firm uses percentage-of-AUM billing alongside fixed fees, commissions, performance-based fees and other structures — reflecting the breadth of client types and products serviced.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Other 18%, Exchange Traded Equities 11%, Private Funds 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Other18%
  • Exchange Traded Equities11%
  • Private Funds4%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 35
  • James Guckert

    Macro SalesCRD 2577398

  • Richard Gnodde

    Richard Gnodde

    Chief Executive OfficerCRD 1874064

  • Jonathan Beinner

    Chief Investment OfficerCRD 1700282

Unlock 32 more executives

Contacts

3 of 7841
  • Karolina Laredo

    Karolina Laredo

    AnalystCRD 6515916

  • Yanxi Chen

    Yanxi Chen

    Investment Banking AnalystCRD 7762796

  • Mark Delucia

    Mark Delucia

    Registered RepresentativeCRD 5947161

Unlock 7838 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1,546

Active vs passive

$170B in ETFs

Passive

97%

$165B

Active

1%

$5.1B

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$23.8B36,607,92613.97%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
200 West St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth