J.P. Morgan Securities LLC

Broker-DealerFINRA Member

Total AUM

$430B

Discretionary

$358B

83% of AUM

Accounts

1,246,646

Employees

8,703

Advisory reps

35,520

Brokerage reps

8,513

Firm details

Headquarters: New York, New York
CRD number: 79
Registered since: April 3, 1965
Website: www.jpmorgan.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI58.44%
Individuals33.01%
Corporations / Businesses6.43%
Charitable Organizations1.46%
Pension & Profit Sharing Plans0.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

J.P. Morgan Securities LLC is a long-established broker-dealer and bank-affiliated securities firm that is registered with the SEC (registered in 1965). The firm operates as a qualified custodian and an investment bank and provides a broad set of market-facing capabilities, including broker-dealer services, futures commission merchant activity, insurance brokerage, and registered security-based swap dealing. Its client mix spans individual and family clients as well as institutional relationships. Advisory capabilities listed include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions and businesses, pension consulting, and the selection of other advisers. The firm is identified as an active ESG investor and integrates ESG considerations alongside its other investment and advisory offerings. Fee arrangements include percentage-of-AUM pricing and other fee structures.