FLAGSTAR ADVISORS, INC.

Broker-DealerFINRA MemberEst. 2007
Total AUM
$784M
Discretionary
$784M
100% of AUM
Accounts
1,123
Employees
37
Advisory reps
51
Brokerage reps
35

Firm details

Headquarters
New York, New York
CRD number
104233
Registered since
May 10, 2007
Website
www.flagstar.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI52.27%
  • Individuals29.93%
  • Corporations / Businesses9.04%
  • Pension & Profit Sharing Plans4.85%
  • Charitable Organizations3.81%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Flagstar Advisors, Inc. is a corporation registered with the SEC since 2007 that operates as a broker-dealer and insurance broker while providing advisory services. The firm serves individual and family clients as well as institutional clients and bills advisory relationships as a percentage of assets under management. Its advisory capabilities include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selection of other advisers. The firm is identified as a capital allocator and does not list ESG investing as an active focus in its public profile.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 13%, State & Local Bonds 11%, Other 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities13%
  • State & Local Bonds11%
  • Other1%

Owners & executives

3 of 4

  • SHWETA PAWANI

    Chief Financial OfficerCRD 4934669

  • Jonathan Roberts

    Chief Financial OfficerCRD 4273032

  • ALEXANDRA LALBACHAN

    Chief Operating OfficerCRD 6049289

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Contacts

3 of 47

  • BRIAN SCHWARTZ

    VP, DirectorCRD 4059140

  • RICHARD RAFFETTO

    PresidentCRD 3161430

  • MARIA ECHEVERRIA

    Investment Advisory AssociateCRD 6953508

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 221

Active vs passive

$335M in ETFs

Passive

84%

$282M

Active

13%

$53.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$20.6M31,4776.14%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1400 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth