Hsbc Securities (USA) Inc.

Broker-DealerFINRA MemberEst. 2005
Total AUM
$3.8B
Discretionary
$825M
21% of AUM
Accounts
12,108
Employees
490
Advisory reps
1,335
Brokerage reps
365

Firm details

Headquarters
New York, New York
CRD number
19585
Registered since
August 30, 2005
Website
www.us.hsbc.com
Custodians
PERSHING LLC, HSBC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Individuals56%
  • HNWI40.4%
  • Pooled Investment Vehicles2.29%
  • Corporations / Businesses1.19%
  • Pension & Profit Sharing Plans0.13%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Securities (USA) Inc. operates as a multi-faceted financial services firm that combines broker-dealer, futures commission merchant, insurance broker and investment manager functionality. It acts as an adviser to pooled investment vehicles and to businesses or institutions, and it selects other advisers for client engagements. The firm serves both individual and family clients as well as institutional clients, and it uses a mix of percentage-of-AUM, fixed, and performance-based fee schedules. Hsbc Securities (USA) Inc. is classified across private equity and real estate fund management while also operating investment bank–style activities. The firm identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 42%, US Government Bonds 26%, State & Local Bonds 24%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%42%
  • Exchange Traded Equities42%
  • US Government Bonds26%
  • State & Local Bonds24%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 9
  • Jason Henderson

    Jason Henderson

    CEOCRD 7207400

  • Sara Buscaglia

    Sara Buscaglia

    COOCRD 4884059

  • John Mulligan

    John Mulligan

    Chief Model Risk OfficerCRD 2596068

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Contacts

3 of 1326

  • Corey Powder

    Vice PresidentCRD 5662616

  • Jeffrey Converse

    Jeffrey Converse

    Securities PrincipalCRD 5686771

  • Andrew Themis

    Andrew Themis

    Managing DirectorCRD 5708940

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
66 Husdson Blvd
Time zone
ET (UTC-5)
Office locations

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