HSBC SECURITIES (USA) INC.

Broker-DealerFINRA MemberEst. 2005
Total AUM
$3.8B
Discretionary
$825M
21% of AUM
Accounts
12,108
Employees
490
Advisory reps
1,296
Brokerage reps
365

Firm details

Headquarters
New York, New York
CRD number
19585
Registered since
August 30, 2005
Custodians
PERSHING LLC, HSBC
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Individuals56%
  • HNWI40.4%
  • Pooled Investment Vehicles2.29%
  • Corporations / Businesses1.19%
  • Pension & Profit Sharing Plans0.13%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Securities (USA) Inc. operates as a multifunctional securities firm with activities spanning broker-dealer operations, futures commission merchant services, and insurance brokerage. The firm also acts as an adviser to pooled investment vehicles and to businesses or institutional clients, and performs selection-of-adviser services. Regulatory filings classify the firm across several manager types — including private equity and real estate fund management and investment banking — and identify a client mix of individuals, families, and institutions. Fee arrangements reported include percentage-of-AUM, fixed fees, and performance-based fees. The firm reports being an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 42%, US Government Bonds 26%, State & Local Bonds 24%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%42%
  • Exchange Traded Equities42%
  • US Government Bonds26%
  • State & Local Bonds24%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 8
  • WILLIAM GEORGS

    COOCRD 4597078

  • Dominic Skevington

    CEOCRD 8171651

  • SOPHIE TAYLOR

    Chief Operating OfficerCRD 6006656

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Contacts

3 of 1288
  • MICHAEL DEVAUL

    ManagerCRD 2846161

  • JEFFREY SIPOS

    Customer Service RepresentativeCRD 5742474

  • Allison Buck

    Global ResearchCRD 7890588

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
66 Husdson Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth