Hsbc Securities (USA) Inc.

Broker-DealerFINRA Member

Total AUM

$3.8B

Discretionary

$825M

21% of AUM

Accounts

12,108

Employees

490

Advisory reps

1,352

Brokerage reps

365

Firm details

Headquarters: New York, New York
CRD number: 19585
Registered since: August 30, 2005
Website: www.us.hsbc.com
Custodians: PERSHING LLC, HSBC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Individuals56%
HNWI40.4%
Pooled Investment Vehicles2.29%
Corporations / Businesses1.19%
Pension & Profit Sharing Plans0.13%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Securities (USA) Inc. is a diversified financial services firm that combines broker-dealer, futures commission merchant and insurance-broker activities with adviser roles for pooled vehicles and institutional/business portfolios. The firm is SEC registered (2005) and describes itself across multiple classifications: private equity and real estate fund manager, multifaceted fund manager and investment bank. Its client mix includes individual and family clients as well as institutional investors. Fee arrangements include percentage-of-AUM, fixed fees and performance-based fees. The firm reports being an active ESG investor and participates in selecting and overseeing other advisers for pooled products.