BNY Mellon Securities Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 231
- Registered since
- July 24, 1997
- Website
- www.bny.com
- Custodians
- PERSHING LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- Other81.18%
- Individuals10.13%
- HNWI4.97%
- Corporations / Businesses3.13%
- Charitable Organizations0.37%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
BNY Mellon Securities Corporation operates as a corporate broker-dealer and insurance broker that also provides portfolio management for individuals, small businesses, and institutional clients. The firm charges fees as a percentage of assets under management and is identified as an active ESG investor. Its client base includes individual and family clients as well as institutional accounts. The firm’s regulatory profile classifies it outside typical RIA labels in the snapshot data; its activities include brokerage, advisory portfolio management, and sponsorship or management roles in pooled vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds11%
- State & Local Bonds3%
Owners & executives
3 of 6LIA DUDINE
COOCRD 2605509
STEPHANIE PIERCE
CEOCRD 2526452
KIMBERLY MACKENZIE-PERMAN
Chief Financial OfficerCRD 4576869
Contacts
3 of 437ANTHONY MORRIS
Vice President, Team ManagerCRD 4993175
Angela Benson
Senior SpecialistCRD 5413835
NISHANT BHATTARAI
Senior Vice PresidentCRD 5757703
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, in the Northeast of the United States.
- Region
- Northeast
- County
- NEW YORK
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
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