BNY Mellon Securities Corporation

Broker-DealerFINRA MemberEst. 1997
Total AUM
$8.4B
Discretionary
$703M
8% of AUM
Accounts
3,732
Employees
253
Advisory reps
443
Brokerage reps
162

Firm details

Headquarters
New York, New York
CRD number
231
Registered since
July 24, 1997
Custodians
PERSHING LLC, MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM
Client types
  • Other81.18%
  • Individuals10.13%
  • HNWI4.97%
  • Corporations / Businesses3.13%
  • Charitable Organizations0.37%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

BNY Mellon Securities Corporation operates as a corporate broker-dealer and insurance broker that also provides portfolio management for individuals, small businesses, and institutional clients. The firm charges fees as a percentage of assets under management and is identified as an active ESG investor. Its client base includes individual and family clients as well as institutional accounts. The firm’s regulatory profile classifies it outside typical RIA labels in the snapshot data; its activities include brokerage, advisory portfolio management, and sponsorship or management roles in pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 86%, Public Funds/Mutual Funds 11%, State & Local Bonds 3%86%
  • Exchange Traded Equities86%
  • Public Funds/Mutual Funds11%
  • State & Local Bonds3%

Owners & executives

3 of 6
  • LIA DUDINE

    COOCRD 2605509

  • STEPHANIE PIERCE

    CEOCRD 2526452

  • KIMBERLY MACKENZIE-PERMAN

    Chief Financial OfficerCRD 4576869

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Contacts

3 of 437
  • ANTHONY MORRIS

    Vice President, Team ManagerCRD 4993175

  • Angela Benson

    Senior SpecialistCRD 5413835

  • NISHANT BHATTARAI

    Senior Vice PresidentCRD 5757703

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, in the Northeast of the United States.

Region
Northeast
County
NEW YORK
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth