R. F. LAFFERTY & CO., INC.

Overview

R. F. Lafferty & Co, Inc. is an individually owned corporation that operates at the intersection of brokerage and advisory services. Registered with the SEC since 2016 and classified as an investment bank, the firm functions as a broker-dealer and insurance broker while also offering financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Its client base is concentrated on individuals and families. Compensation is mixed: the firm charges advisory fees as a percentage of assets under management and also generates commission income through brokerage and insurance product sales. Filings indicate the firm acts as a capital allocator but is not positioned as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices