R. F. Lafferty & Co, Inc.

Overview

R. F. Lafferty & Co, Inc. is a privately owned corporation operating as an investment bank that serves individual and family clients. The firm blends brokerage and advisory roles: it functions as a broker-dealer and registered representative channel while also providing financial planning, portfolio management for individuals and small businesses, and selection-of-other-advisers services. Compensation comes through a mix of AUM-based fees and transaction commissions, and the firm also operates as an insurance broker. The firm describes itself as a capital allocator and is not positioned as an ESG investor. It has held SEC registration since 2016 and maintains relationships with third-party alternative managers when appropriate. The business model emphasizes hands-on advisor/rep activity alongside advisory services rather than a purely institutional or pension consulting focus.

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Public Holdings

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Location & Offices