R. F. Lafferty & Co, Inc.

Overview

R. F. Lafferty & Co, Inc. operates as a small investment bank and broker-dealer that serves individual and family clients with a mix of advisory and brokerage services. The firm is organized as a corporation and is owned by an individual; it became SEC-registered in 2016. Its business model blends fee-based asset management (percentage of AUM) with commission-based brokerage and insurance distribution. Core advisory offerings include financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and selection/oversight of third-party managers. The firm is not positioned as an ESG-focused investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices