DOMINARI SECURITIES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 18975
- Registered since
- July 31, 2013
- Website
- www.dominarisecurities.com
- Custodians
- CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals75.6%
- Corporations / Businesses24.4%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Dominari Securities LLC operates as an independent broker-dealer and insurance broker that also provides advisory services. Registered with the SEC since 2013 and organized as an LLC, the firm is owned by domestic principals and positions itself as both a capital allocator and a cross-functional financial services provider. Its client base spans individuals and families as well as institutional accounts. Fee collection is primarily percentage-of-AUM based, and advisory offerings listed include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions or businesses, and the selection of other investment advisers. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Cash & Cash Equivalents7%
Owners & executives
3 of 4Jay Yu
Chief Marketing OfficerCRD 5408968
Jaime Mercado
Chief Compliance OfficerCRD 2863760
Christopher Devall
Chief Operating OfficerCRD 7746755
Contacts
3 of 48Michael Nadler
Vice PresidentCRD 6660890
Zachary Horowitz
Senior AccountantCRD 7639316
Shane McMahon
Operations AssociateCRD 7343581
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 182Active vs passive
$158M in ETFs
97%
$153M
<1%
$4.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $12.1M | 32,004 | 7.65% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 725 Fifth Ave
- Time zone
- ET (UTC-5)
- Office locations
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