TIGRESS FINANCIAL PARTNERS LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
$12.8M
Discretionary
$12.8M
100% of AUM
Accounts
15
Employees
5
Advisory reps
25
Brokerage reps
5

Firm details

Headquarters
New York, New York
CRD number
154717
Registered since
October 5, 2011
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI98.01%
  • Corporations / Businesses1.99%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Tigress Financial Partners LLC is a small, fee-based wealth management and broker-dealer hybrid that combines advisory work with brokerage and insurance distribution. The firm bills advisory fees as a percentage of assets under management and lists its primary advisory activity as portfolio management for individuals and small businesses. Its client base spans individual and family clients as well as some institutional relationships. The firm is not identified as an active ESG investor and its business activities include serving as a broker-dealer, acting as a registered representative of a broker-dealer, and operating as an insurance broker.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 10%, US Government Bonds 5%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents10%
  • US Government Bonds5%

Owners & executives

3 of 5
  • CHIASHIN CHEN

    Chief Compliance OfficerCRD 2992660

  • CYNTHIA DIBARTOLO

    Founder & CEOCRD 2413494

  • SIMON JEAN ERGAS

    Chief EconomistCRD 6062256

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Contacts

3 of 20
  • Colin Slider

    Investment Banking AnalystCRD 7606376

  • MATTHEW SPERLING

    ChairmanCRD 2985129

  • LILY LI

    ​Senior PartnerCRD 1741746

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
410 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth