Spencer-Winston Securities Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 8300
- Registered since
- August 1, 1980
- Website
- www.spencerwinston.com
Firm profile
FINTRXOverview
Spencer-Winston Securities Corporation is a corporate advisory entity registered with the SEC since 1980. The ownership is recorded as a combination of a domestic entity and an individual. The record classifies the firm as "Unclassified" and flags it as not acting as a capital allocator. It is also not identified as an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Publicly available fields for this profile do not include descriptions of the firm's client segments, fee models, or specific advisory and business activities. The dataset therefore provides only high-level registration and ownership flags rather than a picture of service lines or investment approach.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Ulderico Conte
Founder, CEO and CCOCRD 2163160
Contacts
3 of 12Sharon Smilow
Investment ExecutiveCRD 4618187
Stephen Greenberg
Registered RepresentativeCRD 2324570
Bradley Protas
SupervisorCRD 734859
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 45 W 47th St
- Time zone
- ET (UTC-5)
- Office locations
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