Spencer-Winston Securities Corporation

Broker-DealerFINRA MemberEst. 1980
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
8300
Registered since
August 1, 1980

Firm profile

FINTRX

Overview

Spencer-Winston Securities Corporation is organized as a corporation and appears on record with SEC registration dating back to 1980. The firm is owned by a domestic entity/individual and is categorized in the data as "unclassified." Public disclosures through FINTRX are sparse: the firm has not provided details about its client base, advisory or business activities, or fee arrangements. Available metadata indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor. It is also listed as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered manager.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ulderico Conte

    Ulderico Conte

    Founder, CEO and CCOCRD 2163160

Contacts

3 of 13
  • Bradley Protas

    SupervisorCRD 734859

  • Linda Creary

    Registered RepresentativeCRD 1349430

  • Jason Weisz

    Registered RepresentativeCRD 1793242

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
45 W 47th St
Time zone
ET (UTC-5)
Office locations

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