Spencer-Winston Securities Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 8300
- Registered since
- August 1, 1980
- Website
- www.spencerwinston.com
Firm profile
FINTRXOverview
Spencer-Winston Securities Corporation is organized as a corporation and appears on record with SEC registration dating back to 1980. The firm is owned by a domestic entity/individual and is categorized in the data as "unclassified." Public disclosures through FINTRX are sparse: the firm has not provided details about its client base, advisory or business activities, or fee arrangements. Available metadata indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor. It is also listed as not being a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser to another registered manager.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Ulderico Conte
Founder, CEO and CCOCRD 2163160
Contacts
3 of 13Bradley Protas
SupervisorCRD 734859
Linda Creary
Registered RepresentativeCRD 1349430
Jason Weisz
Registered RepresentativeCRD 1793242
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 45 W 47th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MD Global Partners, LLC
Broker-DealerNew York, NY
J. Streicher & Co L.L.C.
Broker-DealerNew York, NY
Galileo Global Securities, LLC
Broker-DealerNew York, NY
Baader Helvea Inc.
Broker-DealerNew York, NY
Kotak Mahindra, Inc.
Broker-DealerNew York, NY
GSP Securities LLC
Broker-DealerNew York, NY