INTERCAROLINA FINANCIAL SERVICES, INC.
Firm details
- Headquarters
- GREENSBORO, North Carolina
- CRD number
- 19475
- Registered since
- May 28, 2021
- Website
- www.intercarolina.net
- Custodians
- CHARLES SCHWAB & CO., INC., FOLIO, MPMG
- Fee structure
- Percentage of AUM
- Client types
- Individuals87.25%
- HNWI12.75%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Intercarolina Financial Services, Inc. is a corporation that provides broker-dealer and insurance brokerage services while also offering advisory portfolio management for individuals and small businesses. The firm charges advisory fees as a percentage of assets under management and serves individual and family clients across multiple states. It is SEC-registered (2021) and operates as an owner-managed business rather than a capital allocator. Intercarolina does not position itself as an active ESG investor and is not staffed as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Non-Exchange Traded Equities10%
Owners & executives
3 of 3CHARLES STANLEY
CEOCRD 4433794
JERRY PAYNE
Chief Operation OfficerCRD 821139
MARCUS KINDLEY
Co-Founder & CEOCRD 734449
Contacts
3 of 28ERIC NG
Registered RepresentativeCRD 2780478
JOHN AMICK
Financial AdvisorCRD 3110256
CHARLES RIGGSBEE
Insurance AgentCRD 1457515
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GREENSBORO, NC
GUILFORD
Location
GREENSBORO, NC
Headquartered in GREENSBORO, NC, anchoring the Greensboro--Winston-Salem--High Point, NC metro in the South.
- Metro area
- Greensboro--Winston-Salem--High Point, NC
- Region
- South
- County
- GUILFORD
- Address
- 3300 Battleground Ave
- Time zone
- ET (UTC-5)
- Office locations
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