Carolina Financial Securities, LLC

Overview

Carolina Financial Securities, LLC is a limited liability company that has been SEC-registered since 1997. FINTRX classifies the firm as "Unclassified" and lists its owner type as a combination of a domestic entity and an individual. The firm does not self-identify as a capital allocator, does not report active ESG investing, and is not designated as a multi-state adviser in the available data. It is also not recorded as a pension consultant or as having related adviser status. Disclosure in the source is sparse: core fields for client segments, fee schedules, business lines, and advisory activities are blank, so the firm’s target client types and service model are not described in the record.

Assets & Accounts

Location & Offices