Secu Brokerage Services

Broker-DealerFINRA MemberEst. 1987
Total AUM
—
Advisory reps
259
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
19899
Registered since
July 15, 1987

Firm profile

FINTRX

Overview

Secu Brokerage Services is organized as a corporation that has been SEC-registered since 1987. The ownership is recorded as a domestic entity/individual and the firm is classified as unclassified in the snapshot data. The available record does not list any specific advisory or business activities, fee schedules, client types, or public investment preferences. The snapshot notes several negative flags rather than service details: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not marked as a pension consultant or related adviser. The company name implies a brokerage focus, but the provided data does not include a description of services or target clientele, so the firm’s operating model and client-facing capabilities are not evident from the record alone.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Stacey Waddell

    Stacey Waddell

    President/Chief Executive OfficerCRD 5526230

Contacts

3 of 258
  • Ioulia Link

    Ioulia Link

    Financial Advisory ServicesCRD 5647947

  • Aaron Sauls

    AgentCRD 5648250

  • Philip Lahr

    Philip Lahr

    Investment Advisor RepresentativeCRD 5716783

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
801 Hillsborough St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth