Capital Investment Group, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
—
Advisory reps
128
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
14752
Registered since
February 24, 1984

Firm profile

FINTRX

Overview

Capital Investment Group, Inc. is recorded as a corporate SEC-registered adviser with registration dating to 1984. FINTRX lists the owner type as a domestic entity/individual and classifies the firm as "Unclassified." The firm has not supplied substantive detail about its business activities, advisory services, investment approach, or client segments in the available records. The snapshot data flags several firm attributes: it is not a capital allocator, is not identified as an active ESG investor, is not a multi-state adviser per the record, and is not a pension consultant or related adviser. Beyond those checklist items, there is little public disclosure in the dataset to describe how the firm positions itself or the client types it targets.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Edward Sabo

    Edward Sabo

    Chief Investment OfficerCRD 3241060

  • Jason Luhan

    Jason Luhan

    Chief Compliance Officer & General CounselCRD 5483636

  • Charles Pendergraft

    Charles Pendergraft

    President, Chief Investment StrategistCRD 2097909

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Contacts

3 of 123
  • Daniel Shive

    Investment Adviser RepresentativeCRD 5764165

  • Matthew Keen

    Matthew Keen

    Investment Advisor RepresentativeCRD 5888272

  • Justin Chadwick

    Justin Chadwick

    Financial AdvisorCRD 5187014

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth