Capital Investment Group, Inc.

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
128
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
14752
Registered since
February 24, 1984

Firm profile

FINTRX

Overview

Capital Investment Group, Inc. is organized as a corporation and has been registered with the SEC since 1984. Ownership is listed as a domestic entity and individual, and the firm’s public profile classifies it as unclassified rather than under a standard advisory subtype. The dataset flags the firm as not operating as a capital allocator and not identifying as an active ESG investor; it is also not indicated to be a multi-state adviser, pension consultant, or related adviser under the provided attributes. The available records do not include a breakdown of advisory services, client segments, or fee schedules. Because the firm’s filings in this dataset are limited to structural and registration attributes, there is little disclosed here about investment philosophy, target clients, or the specific advisory activities the firm conducts.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Edward Sabo

    Edward Sabo

    Chief Investment OfficerCRD 3241060

  • Jason Luhan

    Jason Luhan

    Chief Compliance Officer & General CounselCRD 5483636

  • Charles Pendergraft

    Charles Pendergraft

    President, Chief Investment StrategistCRD 2097909

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Contacts

3 of 123
  • Daniel Shive

    Investment Adviser RepresentativeCRD 5764165

  • Matthew Keen

    Matthew Keen

    Investment Advisor RepresentativeCRD 5888272

  • Justin Chadwick

    Justin Chadwick

    Financial AdvisorCRD 5187014

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth