Broker-Dealers in North Carolina

58 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.

By city

All Broker-Dealers in North Carolina

First Citizens Investor Services, Inc.

Broker-Dealer

Raleigh, NC

AUM $2.6BTEAM 352REPS 730

Fortress Private Ledger, LLC

Broker-Dealer

Raleigh, NC

AUM $584MTEAM 22REPS 28

Milestone Investments, Inc.

Broker-Dealer

Charlotte, NC

AUM $277MTEAM 2REPS 2

Intercarolina Financial Services, Inc.

Broker-Dealer

Greensboro, NC

AUM $85.4MTEAM 29REPS 30

Innovation Partners LLC

Broker-Dealer

Charlotte, NC

AUM $21.7MTEAM 305REPS 356

Mcduffie/Morris Financial Group, Inc.

Broker-Dealer

Charlotte, NC

AUM REPS 1

First Tryon Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 13

Sovereign Legacy Securities, Inc.

Broker-Dealer

Pinehurst, NC

AUM REPS 3

Allspring Funds Distributor, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 213

South Atlantic Enterprises, Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 1

Optsecurities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 6

Anderson Leneave & Co

Broker-Dealer

Charlotte, NC

AUM REPS 5

Secu Brokerage Services

Broker-Dealer

Raleigh, NC

AUM REPS 258

Equitable Distributors, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 424

Tradier Brokerage, Inc.

Broker-Dealer

Charlotte, NC

AUM REPS 13

Place Trade Financial, Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 1

Wells Fargo Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 3966

Carolina Financial Securities, LLC

Broker-Dealer

Brevard, NC

AUM REPS 10

Modern Capital Securities Inc.

Broker-Dealer

Raleigh, NC

AUM REPS 41

Bourne Partners Securities, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 26

First Ballantyne, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 13

Hatteras Capital Distributors, LLC

Broker-Dealer

Raleigh, NC

AUM REPS 7

Tobin & Company Securities LLC

Broker-Dealer

Charlotte, NC

AUM REPS 13

Capital Management of the Carolinas, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 14

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