Broker-Dealers in North Carolina

58 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.

By city

All Broker-Dealers in North Carolina

FIRST CITIZENS INVESTOR SERVICES, INC.

Broker-Dealer

RALEIGH, NC

AUM $2.6BTEAM 352REPS 723

FORTRESS PRIVATE LEDGER, LLC

Broker-Dealer

RALEIGH, NC

AUM $584MTEAM 22REPS 24

MILESTONE INVESTMENTS, INC.

Broker-Dealer

Charlotte, NC

AUM $277MTEAM 2REPS 2

INTERCAROLINA FINANCIAL SERVICES, INC.

Broker-Dealer

GREENSBORO, NC

AUM $85.4MTEAM 29REPS 31

INNOVATION PARTNERS LLC

Broker-Dealer

Charlotte, NC

AUM $21.7MTEAM 305REPS 347

FENNEBRESQUE & CO., LLC

Broker-Dealer

Charlotte, NC

AUM REPS 4

FIRST TRYON SECURITIES, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 14

WELLS FARGO SECURITIES, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 3714

CAPITAL INVESTMENT BROKERAGE, INC.

Broker-Dealer

RALEIGH, NC

AUM REPS 24

ELEVATION, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 27

EQUITY SHIFT, INC.

Broker-Dealer

RALEIGH, NC

AUM REPS 8

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 14

SECU BROKERAGE SERVICES

Broker-Dealer

RALEIGH, NC

AUM REPS 264

BARINGS SECURITIES LLC

Broker-Dealer

Charlotte, NC

AUM REPS 78

BARNABAS CAPITAL, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 24

B&D CAPITAL PARTNERS, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 2

TRADIER BROKERAGE, INC.

Broker-Dealer

Charlotte, NC

AUM REPS 15

LINDEN THOMAS AND COMPANY SECURITIES, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 16

FALCON SQUARE CAPITAL, LLC

Broker-Dealer

RALEIGH, NC

AUM REPS 16

ALLY INVEST SECURITIES LLC

Broker-Dealer

Charlotte, NC

AUM REPS 199

FIRST BALLANTYNE, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 12

SOUTH ATLANTIC ENTERPRISES, INC.

Broker-Dealer

RALEIGH, NC

AUM REPS 1

BOURNE PARTNERS SECURITIES, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 23

ALLSPRING FUNDS DISTRIBUTOR, LLC

Broker-Dealer

Charlotte, NC

AUM REPS 213

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