Broker-Dealers in North Carolina
58 Broker-Dealers headquartered in North Carolina managing a combined $3.6B.
By city
All Broker-Dealers in North Carolina
First Citizens Investor Services, Inc.
Broker-DealerRaleigh, NC
AUM $2.6BTEAM 352REPS 728
Fortress Private Ledger, LLC
Broker-DealerRaleigh, NC
AUM $584MTEAM 22REPS 27
Milestone Investments, Inc.
Broker-DealerCharlotte, NC
AUM $277MTEAM 2REPS 2
Intercarolina Financial Services, Inc.
Broker-DealerGreensboro, NC
AUM $85.4MTEAM 29REPS 31
Innovation Partners LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 352
The Strategic Alliance Corporation
Broker-DealerAlbemarle, NC
AUM —REPS 4
Hatteras Capital Distributors, LLC
Broker-DealerRaleigh, NC
AUM —REPS 7
Allspring Funds Distributor, LLC
Broker-DealerCharlotte, NC
AUM —REPS 214
Mcduffie/Morris Financial Group, Inc.
Broker-DealerCharlotte, NC
AUM —REPS 1
Barings Securities LLC
Broker-DealerCharlotte, NC
AUM —REPS 75
Capital Investment Brokerage, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 24
Carolina Financial Securities, LLC
Broker-DealerBrevard, NC
AUM —REPS 10
Modern Capital Securities Inc.
Broker-DealerRaleigh, NC
AUM —REPS 41
JBS Liberty Securities, Inc.
Broker-DealerKannapolis, NC
AUM —REPS 16
Secu Brokerage Services
Broker-DealerRaleigh, NC
AUM —REPS 261
Sovereign Legacy Securities, Inc.
Broker-DealerPinehurst, NC
AUM —REPS 3
Equitable Distributors, LLC
Broker-DealerCharlotte, NC
AUM —REPS 426
Capital Management Of The Carolinas, LLC
Broker-DealerCharlotte, NC
AUM —REPS 14
Capfinancial Securities, LLC
Broker-DealerRaleigh, NC
AUM —REPS 439
Wells Fargo Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 3792
Place Trade Financial, Inc.
Broker-DealerRaleigh, NC
AUM —REPS 1
Bourne Partners Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 26
Fidus Securities, LLC
Broker-DealerCharlotte, NC
AUM —REPS 7
Elevation, LLC
Broker-DealerCharlotte, NC
AUM —REPS 26
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