Capital Management Of The Carolinas, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110643
Registered since
May 11, 2001

Firm profile

FINTRX

Overview

Capital Management Of The Carolinas, LLC is an investment adviser organized as a limited liability company and registered with the SEC in 2001. The firm is recorded as having mixed ownership (a domestic entity alongside an individual) and is listed in the dataset as "unclassified." Public-facing disclosure about its business model and client focus is limited. In the available data the firm does not self-identify as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. FINTRX records also show no detailed descriptions of advisory activities, client types, or investment approach, so third-party reporting or direct contact would be required to understand its product mix, use of alternatives, or whether it delivers family office–style services.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Randall Mabry

    Vice President of OperationsCRD 1274151

  • Cathy Parrott

    Registered PrincipalCRD 1357725

  • Elizabeth Merritt

    Registered PrincipalCRD 2203581

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1520 South Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth