Capital Management Of The Carolinas, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110643
Registered since
May 11, 2001

Firm profile

FINTRX

Overview

Capital Management Of The Carolinas, LLC is organized as a limited liability company and has been registered with the SEC since 2001. The firm is classified in the data as a fund distributor rather than an allocator of client capital. Ownership is listed as a combination of a domestic entity and an individual. The profile notes that the firm is not an active ESG investor, is not identified as a multi-state adviser, is not newly formed, and does not act as a pension consultant or as a related adviser. The firm did not supply descriptions of its advisory activities, client segments, fee schedule, or specific business lines in the provided material. Given the limited disclosures, the available record focuses on corporate classification and regulatory registration rather than portfolio management or client-facing services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 14
  • Randall Mabry

    Vice President of OperationsCRD 1274151

  • Cathy Parrott

    Registered PrincipalCRD 1357725

  • Elizabeth Merritt

    Registered PrincipalCRD 2203581

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1520 South Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth