Capital Management of the Carolinas, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
110643
Registered since
May 11, 2001

Firm profile

FINTRX

Overview

Capital Management of the Carolinas, LLC is organized as a limited liability company and has been SEC-registered since 2001. Public filings classify the firm as a fund distributor rather than as a traditional asset manager or capital allocator. Ownership is listed as a domestic entity and individual mix. The firm does not identify itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Those attributes, combined with the fund-distributor classification, suggest the firm's primary role is distribution-related rather than direct portfolio management or advisory stewardship.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 14
  • James Rivers

    James Rivers

    PartnerCRD 1067542

  • Rebecca Douglass

    Vice President And SecretaryCRD 1213829

  • Randall Mabry

    Vice President of OperationsCRD 1274151

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
1520 South Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth