Capital Management of the Carolinas, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 110643
- Registered since
- May 11, 2001
- Website
- www.mycmg.net
Firm profile
FINTRXOverview
Capital Management of the Carolinas, LLC is organized as a limited liability company and has been SEC-registered since 2001. Public filings classify the firm as a fund distributor rather than as a traditional asset manager or capital allocator. Ownership is listed as a domestic entity and individual mix. The firm does not identify itself as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser. Those attributes, combined with the fund-distributor classification, suggest the firm's primary role is distribution-related rather than direct portfolio management or advisory stewardship.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 14
James Rivers
PartnerCRD 1067542
Rebecca Douglass
Vice President And SecretaryCRD 1213829
Randall Mabry
Vice President of OperationsCRD 1274151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 1520 South Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Equitable Distributors, LLC
Broker-DealerCharlotte, NC
Mcduffie/Morris Financial Group, Inc.
Broker-DealerCharlotte, NC
Tradier Brokerage, Inc.
Broker-DealerCharlotte, NC
Anderson Leneave & Co
Broker-DealerCharlotte, NC
First Tryon Securities, LLC
Broker-DealerCharlotte, NC
First Ballantyne, LLC
Broker-DealerCharlotte, NC