Wells Fargo Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
3,942
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
126292
Registered since
May 29, 2003

Firm profile

FINTRX

Overview

Wells Fargo Securities, LLC is organized as a limited liability company and is classified in the provided data as an investment bank. Ownership is described as a mix of domestic entities and individuals. The firm is not listed as a capital allocator and is not identified as pursuing active ESG investing. It also is flagged as not being a multi-state adviser, not a pension consultant, not a related adviser, and not a newly formed adviser. Available fields for client base, fee structure, business activities and advisory activities were not populated in the snapshot, so there are no firm-level details about how it structures client relationships or fees in the source data.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 36
  • Mary Renn

    Chief Administrative OfficerCRD 1841134

  • Damian George

    Damian George

    Chief Financial OfficerCRD 2649265

  • Margaret Beasley

    Margaret Beasley

    Managing Director, Chief Operating OfficerCRD 2774904

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Contacts

3 of 3906
  • Josten Hegland

    Josten Hegland

    Compliance OfficerCRD 5747315

  • Kerry Klein

    Kerry Klein

    Relationship ManagerCRD 5752040

  • Yana Mauldin

    Yana Mauldin

    Investment Advisor RepresentativeCRD 5796708

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
550 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth