Wells Fargo Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 126292
- Registered since
- May 29, 2003
- Website
- www.wellsfargo.com
Firm profile
FINTRXOverview
Wells Fargo Securities, LLC is organized as a limited liability company and is registered with the SEC since 2003. The firm is classified in the source data as an investment bank rather than a retail advisory or asset management firm. The record indicates it does not act as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state registered adviser or a pension consultant in the provided dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 34Mary Renn
Chief Administrative OfficerCRD 1841134
Damian George
Chief Financial OfficerCRD 2649265
Margaret Beasley
Managing Director, Chief Operating OfficerCRD 2774904
Contacts
3 of 3932
Josten Hegland
Compliance OfficerCRD 5747315
Kerry Klein
Relationship ManagerCRD 5752040
Yana Mauldin
Investment Advisor RepresentativeCRD 5796708
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 550 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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