WELLS FARGO SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
3,714
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
126292
Registered since
May 29, 2003

Firm profile

FINTRX

Overview

Wells Fargo Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The entity has been SEC-registered since 2003. Ownership is listed as domestic (entity and individual). The firm is not recorded as acting as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, or related adviser in the provided snapshot. The FINTRX entry does not include detail on the firm's client base, fee schedule, specific business lines, or advisory activities.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 38
  • IAN BYER

    Head of Macro eTrading Strategy & InfrastructureCRD 5190280

  • PAULA CHARLES

    Chief Administrative OfficerCRD 4682988

  • MICHAEL LUDWIG

    Managing Director and Chief Operating OfficerCRD 2367737

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Contacts

3 of 3676
  • RAUL PEREZ

    Wells Fargo Securities BankerCRD 3203186

  • SAMUEL ELLIOTT

    Investment Banking AssociateCRD 7162583

  • WALTER PRINGLE

    Managing DirectorCRD 2992932

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

MECKLENBURG

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
550 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth