Wells Fargo Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 126292
- Registered since
- May 29, 2003
- Website
- www.wellsfargo.com
Firm profile
FINTRXOverview
Wells Fargo Securities, LLC is registered as a limited liability company and is classified in the dataset as an investment bank. FINTRX shows the firm as SEC-registered since 2003. The record identifies the owner type as a domestic entity/individual. The firm is not listed as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a newly formed adviser, or a related adviser in the FINTRX snapshot.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 35
Jeffrey Foley
Chief Risk OfficerCRD 3071619
Paula Charles
Chief Administrative OfficerCRD 4682988
Julianne Bowe
CLO TradingCRD 5681785
Contacts
3 of 3757Raul Perez
Wells Fargo Securities BankerCRD 3203186
Samuel Elliott
Executive DirectorCRD 7162583
Dominique Parker
Business ManagerCRD 7163565
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 550 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
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