WELLS FARGO SECURITIES, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 126292
- Registered since
- May 29, 2003
- Website
- www.wellsfargo.com
Firm profile
FINTRXOverview
Wells Fargo Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The entity has been SEC-registered since 2003. Ownership is listed as domestic (entity and individual). The firm is not recorded as acting as a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, pension consultant, or related adviser in the provided snapshot. The FINTRX entry does not include detail on the firm's client base, fee schedule, specific business lines, or advisory activities.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 38IAN BYER
Head of Macro eTrading Strategy & InfrastructureCRD 5190280
PAULA CHARLES
Chief Administrative OfficerCRD 4682988
MICHAEL LUDWIG
Managing Director and Chief Operating OfficerCRD 2367737
Contacts
3 of 3676RAUL PEREZ
Wells Fargo Securities BankerCRD 3203186
SAMUEL ELLIOTT
Investment Banking AssociateCRD 7162583
WALTER PRINGLE
Managing DirectorCRD 2992932
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
MECKLENBURG
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- MECKLENBURG
- Address
- 550 S Tryon St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
BARINGS SECURITIES LLC
Broker-DealerCharlotte, NC
FENNEBRESQUE & CO., LLC
Broker-DealerCharlotte, NC
LINDEN THOMAS AND COMPANY SECURITIES, LLC
Broker-DealerCharlotte, NC
BARNABAS CAPITAL, LLC
Broker-DealerCharlotte, NC
FIRST TRYON SECURITIES, LLC
Broker-DealerCharlotte, NC
ALLSPRING FUNDS DISTRIBUTOR, LLC
Broker-DealerCharlotte, NC