Fidus Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 132882
- Registered since
- February 22, 2005
- Website
- www.fiduspartners.com
Firm profile
FINTRXOverview
Fidus Securities, LLC operates as a limited liability company classified as an investment bank and has been SEC-registered since 2005. The firm's ownership is listed as a combination of a domestic entity and individual ownership. FINTRX classifies Fidus Securities as not acting as a capital allocator and not functioning as a multi-state or newly formed investment adviser. The firm is not identified as an active ESG investor, a pension consultant, or a related adviser. The available data and classifications point to a primary focus on investment banking activities rather than serving as an advisory firm managing client portfolios or allocating third‑party capital.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7John Ross
ChairmanCRD 2419176

John Grigg
Managing DirectorCRD 1740900

Patrick Clark
Managing DirectorCRD 5935896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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