Fidus Securities, LLC
Firm details
- Headquarters
- Charlotte, North Carolina
- CRD number
- 132882
- Registered since
- February 22, 2005
- Website
- www.fiduspartners.com
Firm profile
FINTRXOverview
Fidus Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm registered with the SEC in 2005. Ownership is listed as a combination of a domestic entity and an individual, which suggests a privately controlled operating structure rather than a public holding company. Regulatory and profile flags show the firm is not positioned as a capital allocator or a multi-state investment adviser. It is also not identified as an active ESG investor, nor as a pension consultant or related adviser. The dataset does not list specific advisory activities, fee arrangements, or a client segment focus.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7John Ross
ChairmanCRD 2419176

John Grigg
Managing DirectorCRD 1740900

Patrick Clark
Managing DirectorCRD 5935896
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Charlotte, NC
Mecklenburg
Location
Charlotte, NC
Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.
- Metro area
- Charlotte-Concord, NC-SC
- Region
- South
- County
- Mecklenburg
- Address
- 4201 Congress St
- Time zone
- ET (UTC-5)
- Office locations
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