Fidus Securities, LLC

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

7

Avg account

$0

Firm details

Headquarters: Charlotte, North Carolina
CRD number: 132882
Registered since: February 22, 2005
Website: www.fiduspartners.com

Firm profile

FINTRX

Overview

Fidus Securities, LLC is organized as a limited liability company that operates as an investment bank. Ownership is split between a domestic entity and an individual. The FINTRX profile does not indicate traditional advisory or capital-allocation activity; instead, the firm's classification and available attributes point toward investment-banking functions rather than running discretionary wealth-management portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Contacts

3 of 7

John Ross
ChairmanCRD 2419176
John Grigg
Managing DirectorCRD 1740900
Thomas Temple
Managing DirectorCRD 1854418

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area: Charlotte-Concord, NC-SC
Region: South
County: Mecklenburg
Address: 4201 Congress St
Time zone: ET (UTC-5)
Office locations

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