Tobin & Company Securities LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
Charlotte, North Carolina
CRD number
137918
Registered since
March 28, 2006

Firm profile

FINTRX

Overview

Tobin & Company Securities LLC is organized as a limited liability company and has been SEC-registered since 2006. The firm is classified in the source data as an investment bank and is owned by a combination of a domestic entity and an individual. The snapshot indicates it does not operate as a capital allocator and is not identified as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm has not provided descriptive detail in the available data about its client segments, fee schedules, advisory services, or day-to-day business activities, which limits visibility into its operating model beyond the registration and classification metadata.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 14
  • Brion Crum

    Brion Crum

    Vice PresidentCRD 2687007

  • Judith House

    Judith House

    Compliance ProfessionalCRD 2262946

  • Justine Tobin

    Justine Tobin

    Founder and Managing PartnerCRD 1641345

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, NC

Mecklenburg

Location

Charlotte, NC

Headquartered in Charlotte, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
101 S Tryon St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth