CAPITAL INVESTMENT BROKERAGE, INC.

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
24
Avg account
$0

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
40657
Registered since
October 31, 1996

Firm profile

FINTRX

Overview

Capital Investment Brokerage, Inc. is organized as a corporation and has been SEC-registered since 1996. Publicly reported classification is unclassified; the ownership is listed as a domestic entity/individual. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser. It is also not described as a pension consultant or a related adviser. The dataset does not include descriptions of the firm's advisory activities, client segments, fee schedules, or additional business lines.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • RICHARD BRYANT

    CEO and Co-FounderCRD 1069685

  • RONALD KING

    Chief Compliance OfficerCRD 2530489

Contacts

3 of 22
  • MATTHEW KEEN

    Investment Advisor RepresentativeCRD 5888272

  • CHARLES UPSHAW

    RepresentativeCRD 712077

  • ANDREW PANNELL

    Compliance OfficerCRD 7607289

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth