Capital Investment Brokerage, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
24
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
40657
Registered since
October 31, 1996

Firm profile

FINTRX

Overview

Capital Investment Brokerage, Inc. is organized as a corporation with ownership described as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified," and the publicly available snapshot contains minimal detail about its client mix, fee arrangements, or day-to-day advisory activities. The firm is not identified as a capital allocator and is not characterized as an active ESG investor. It is also not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser in the source data. An explicit description of the firm's investment preferences, product menu, or service model was not provided in the materials supplied.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Ronald King

    Ronald King

    Chief Compliance OfficerCRD 2530489

  • Richard Bryant

    Richard Bryant

    CEO and Co-FounderCRD 1069685

Contacts

3 of 22
  • Matthew Keen

    Matthew Keen

    Investment Advisor RepresentativeCRD 5888272

  • Charles Upshaw

    RepresentativeCRD 712077

  • Frank Shields

    Frank Shields

    Partner, Financial AdvisorCRD 1027211

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
100 E Six Forks Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth