Modern Capital Securities Inc.
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 130876
- Registered since
- July 7, 2004
- Website
- www.moderncap.com
Firm profile
FINTRXOverview
Modern Capital Securities Inc. is organized as a corporation and has been SEC-registered since 2004. FINTRX classifies the firm as "Unclassified" and notes its ownership structure as a combination of a domestic entity and an individual. The snapshot does not list specific advisory or business lines. The firm is not identified in the snapshot as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Those negative flags indicate the FINTRX record does not reflect a role in discretionary capital allocation or cross-state advisory activities, and there is no stated ESG or pension-consulting positioning in the provided data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Yupeng Fu
President and Chief Executive OfficerCRD 6249093

Bradley Atkins
CEOCRD 2963790

Cassandra Woodward
Chief Operating OfficerCRD 2956369
Contacts
3 of 38
Geoffrey Mclawhorn
Owner and Managing DirectorCRD 5744854
Dhrumil Parikh
Registered RepresentativeCRD 5815095

John Sleesman
Investment Advisor RepresentativeCRD 5201450
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 7780 Brier Creek Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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