Modern Capital Securities Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
130876
Registered since
July 7, 2004

Firm profile

FINTRX

Overview

Modern Capital Securities Inc. is organized as a corporation and has been SEC-registered since 2004. FINTRX classifies the firm as "Unclassified" and notes its ownership structure as a combination of a domestic entity and an individual. The snapshot does not list specific advisory or business lines. The firm is not identified in the snapshot as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Those negative flags indicate the FINTRX record does not reflect a role in discretionary capital allocation or cross-state advisory activities, and there is no stated ESG or pension-consulting positioning in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Yupeng Fu

    Yupeng Fu

    President and Chief Executive OfficerCRD 6249093

  • Bradley Atkins

    Bradley Atkins

    CEOCRD 2963790

  • Cassandra Woodward

    Cassandra Woodward

    Chief Operating OfficerCRD 2956369

Contacts

3 of 38
  • Geoffrey Mclawhorn

    Geoffrey Mclawhorn

    Owner and Managing DirectorCRD 5744854

  • Dhrumil Parikh

    Registered RepresentativeCRD 5815095

  • John Sleesman

    John Sleesman

    Investment Advisor RepresentativeCRD 5201450

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
7780 Brier Creek Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth