Modern Capital Securities Inc.

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
41
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
130876
Registered since
July 7, 2004

Firm profile

FINTRX

Overview

Modern Capital Securities Inc. is organized as a corporation and has been SEC-registered since 2004. Publicly available snapshot fields indicate ownership ties to both a domestic entity and an individual, but the firm is listed as "unclassified" for its business type and provides no granular description of its advisory activities or client focus. Registry flags show it is not identified as a capital allocator, is not active on ESG investing, and is not designated as a pension consultant or related adviser. The firm has supplied minimal information about its activities and affiliations, so there is little on record about its service model, fee structure, or target client segments. The absence of detailed public disclosure makes it difficult to infer how the firm positions itself in the marketplace beyond these basic regulatory descriptors.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Bradley Atkins

    Bradley Atkins

    CEOCRD 2963790

  • Yupeng Fu

    Yupeng Fu

    President and Chief Executive OfficerCRD 6249093

  • Cassandra Woodward

    Cassandra Woodward

    Chief Operating OfficerCRD 2956369

Contacts

3 of 38
  • Andrew Tressler

    Andrew Tressler

    Registered RepresentativeCRD 2776349

  • Dhrumil Parikh

    Registered RepresentativeCRD 5815095

  • Adam Seidman

    Adam Seidman

    Investment SpecialistCRD 6796115

Unlock 35 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
7780 Brier Creek Pkwy
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth