Modern Capital Securities Inc.

Broker-DealerFINRA MemberEst. 2004

Total AUM

—

Advisory reps

39

Avg account

$0

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 130876
Registered since: July 7, 2004
Website: www.moderncap.com

Firm profile

FINTRX

Overview

Modern Capital Securities Inc. is organized as a corporation and has been registered with the SEC since 2004. Ownership is listed as a combination of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data and does not identify itself as a capital allocator. It reports that it is not an active ESG investor, not a multi-state adviser, not a pension consultant, and not a related adviser. The firm did not supply descriptive detail on its business activities, advisory services, or external affiliations.

Assets & Accounts

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Yupeng Fu
President and Chief Executive OfficerCRD 6249093
Bradley Atkins
CEOCRD 2963790
Cassandra Woodward
Chief Operating OfficerCRD 2956369

Contacts

3 of 36

Geoffrey Mclawhorn
Owner and Managing DirectorCRD 5744854
Dhrumil Parikh
Registered RepresentativeCRD 5815095
John Sleesman
Financial AdvisorCRD 5201450

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area: Raleigh-Durham-Cary, NC
Region: South
County: Wake
Address: 7780 Brier Creek Pkwy
Time zone: ET (UTC-5)
Office locations

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