Nextier Distribution LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
137529
Registered since
April 5, 2006

Firm profile

FINTRX

Overview

Nextier Distribution LLC is organized as a limited liability company and is classified as a fund distributor. The firm is SEC-registered since 2006 and is identified as being owned by a domestic entity and/or individual. Publicly listed attributes indicate Nextier Distribution is not a capital allocator and does not present itself as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Available information does not describe advisory or portfolio-management activities, fee schedules, or a client base; the profile and the firm's classification suggest its primary role is distribution of fund products rather than operating as an asset manager or investment advisory firm.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Andrew Chica

    Andrew Chica

    Chief Compliance OfficerCRD 3087253

  • Robert Baker

    Robert Baker

    Chief Financial OfficerCRD 5503485

Contacts

3 of 7
  • Benjamin Jones

    Benjamin Jones

    Senior Managing DirectorCRD 4206990

  • Mark Deangelis

    Mark Deangelis

    Senior Compliance ConsultantCRD 2827088

  • Charles Thompson

    Charles Thompson

    Managing DirectorCRD 2547107

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
5 W Hargett St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth