Nextier Distribution LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Raleigh, North Carolina
CRD number
137529
Registered since
April 5, 2006

Firm profile

FINTRX

Overview

Nextier Distribution LLC is organized as a limited liability company and is classified as a fund distributor. The firm registered with the SEC in 2006. Available profile flags indicate Nextier Distribution does not act as a capital allocator, is not positioned as a multi-state investment adviser, and does not identify as an active ESG investor, pension consultant, or related adviser. Ownership is listed as a mix of a domestic entity and an individual. As a fund distributor rather than an asset manager or advisory firm, its primary activity is likely focused on marketing and distributing pooled investment products rather than managing client portfolios or running discretionary strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Andrew Chica

    Andrew Chica

    Chief Compliance OfficerCRD 3087253

  • Robert Baker

    Robert Baker

    Chief Financial OfficerCRD 5503485

Contacts

3 of 7
  • Benjamin Jones

    Benjamin Jones

    Senior Managing DirectorCRD 4206990

  • Mark Deangelis

    Mark Deangelis

    Senior Compliance ConsultantCRD 2827088

  • Charles Thompson

    Charles Thompson

    Managing DirectorCRD 2547107

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
Wake
Address
5 W Hargett St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth