FORTRESS PRIVATE LEDGER, LLC

Broker-DealerFINRA MemberEst. 2020
Total AUM
$584M
Discretionary
$571M
98% of AUM
Accounts
1,528
Employees
22
Advisory reps
24
Brokerage reps
16

Firm details

Headquarters
RALEIGH, North Carolina
CRD number
290298
Registered since
February 18, 2020
Website
www.fortressfinancialpartners.com
Custodians
CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI44.52%
  • Individuals36.43%
  • Pension & Profit Sharing Plans17.01%
  • Corporations / Businesses2.05%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Fortress Private Ledger, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm serves both individual/family clients and institutional clients and combines advisory services with broker-dealer and insurance-broker activity. Its advisory menu includes financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements span percentage-of-AUM billing as well as hourly, fixed, and performance-based structures. The firm does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 6%, Private Funds 3%, Derivatives 2%, US Government Bonds 1%, Investment Grade Corp Bonds 1%48%
  • Exchange Traded Equities48%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents6%
  • Private Funds3%
  • Derivatives2%

Owners & executives

1 of 1

  • Earl Butcher

    President, CEOCRD 7708470

Contacts

3 of 23

  • CHRISTOPHER GURE

    Investment ConsultantCRD 6339890

  • MICHAEL NOPPINGER

    Compliance OfficerCRD 5806843

  • MICHAEL HEMMERICH

    Investment ConsultantCRD 6141142

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 82

Active vs passive

$109M in ETFs

Passive

53%

$57.6M

Active

39%

$50.9M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP DIVIDEND VALUE ETF (CGDV)American FundsActiveLarge Value$15.7M368,40514.44%
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Location

Primary office

RALEIGH, NC

WAKE

Location

RALEIGH, NC

Headquartered in RALEIGH, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area
Raleigh-Durham-Cary, NC
Region
South
County
WAKE
Address
3110 Edwards Mill Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth