Carofin, LLC
Firm details
- Headquarters
- Brevard, North Carolina
- CRD number
- 298717
- Registered since
- July 31, 2019
- Website
- carofin.com
Firm profile
FINTRXOverview
Carofin, LLC is organized as a limited liability company and is registered with the SEC (registration year 2019). The firm is classified as an investment bank and placement agent rather than as a traditional asset manager. Ownership is listed as a mix of a domestic entity and an individual. The dataset flags Carofin as not acting as a capital allocator and not engaging as an active ESG investor. It is also not identified as a multi-state adviser, pension consultant, or related adviser. Those attributes, together with the placement agent classification, indicate the firm’s primary role is intermediary capital-raising and placement services rather than ongoing discretionary portfolio management.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Bruce Roberts
President and CEOCRD 1489110

Nicholas Gilmore
Chief Operating OfficerCRD 5181593
Contacts
3 of 5
Gary Saykaly
Managing DirectorCRD 7858243

Garrick Ruiz
Managing DirectorCRD 5584980
Joshua S. Star
CRD 3244678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Brevard, NC
Transylvania
Location
Brevard, NC
Headquartered in Brevard, NC, anchoring the Asheville-Marion-Brevard, NC metro in the South.
- Metro area
- Asheville-Marion-Brevard, NC
- Region
- South
- County
- Transylvania
- Address
- 100 Elks Club Rd
- Time zone
- ET (UTC-5)
- Office locations
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