The Strategic Alliance Corporation

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
4
Avg account
$0

Firm details

Headquarters
Albemarle, North Carolina
CRD number
32788
Registered since
June 24, 1993

Firm profile

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Overview

The Strategic Alliance Corporation is organized as a corporation and has been registered with the SEC since 1993. Public data on the firm is sparse: filings identify the owner type as a mix of a domestic entity and an individual, and classify the adviser as "unclassified." The available disclosure does not describe the firm's advisory activities, investment approach, client types, fee arrangements, or whether it acts as a capital allocator. Regulatory metadata highlights a few negative flags about scope: The Strategic Alliance Corporation is not identified as an active ESG investor, is not listed as a multi-state adviser, is not flagged as a pension consultant, and is not recorded as a related adviser. It is also not newly formed. Reported client and AUM metrics are essentially nil — the dataset shows 0 clients and an average client size of $0.00 — which prevents any meaningful read on scale, target market or assets under management. The firm is listed with three office locations in the dataset, but no headquarters city, office addresses or branch details were provided. Because substantive information about investment strategies, public holdings, or alternative investments is not disclosed, there is limited ability to profile the firm's portfolio construction or service offerings beyond these administrative facts.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Christy Stoner

    Christy Stoner

    President, CEOCRD 1932795

  • Brooke Senter

    Chief People OfficerCRD 4690337

  • Roger Dick

    Roger Dick

    President and Chief Executive OfficerCRD 1639662

Contacts

1 of 1
  • Misty Thornburg

    Misty Thornburg

    Assistant Vice PresidentCRD 4203345

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albemarle, NC

Stanly

Location

Albemarle, NC

Headquartered in Albemarle, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Stanly
Address
132 N 1st St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth