Broker-Dealers: Under $100M AUM
57 Broker-Dealers in the Under $100M AUM range, ranked by reported regulatory assets.
BENJAMIN SECURITIES, INC.
Broker-DealerALBANY, NY
AUM $33.6MTEAM 12REPS 7
PLAN B INVESTMENTS, INC.
Broker-DealerCARMEL VALLEY, CA
AUM $32MTEAM 2REPS 2
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Broker-DealerOMAHA, NE
AUM $32MTEAM 285REPS 430
NORTH SOUTH CAPITAL, LLC
Broker-DealerNEW LENOX, IL
AUM $31.1MTEAM 8REPS 10
VSI SECURITIES, INC.
Broker-DealerMIAMI, FL
AUM $28.5MTEAM 6REPS 10
DOMINARI SECURITIES LLC
Broker-DealerNew York, NY
AUM $28MTEAM 14REPS 52
MCNALLY FINANCIAL SERVICES CORPORATION
Broker-DealerSAN ANTONIO, TX
AUM $27.8MTEAM 21REPS 21
CARL M. HENNIG, INC.
Broker-DealerOSHKOSH, WI
AUM $27.6MTEAM 1REPS 8
WORLD CHOICE SECURITIES, INC.
Broker-DealerCOLUMBUS, OH
AUM $26.7MTEAM 3REPS 11
MAINE SECURITIES CORPORATION
Broker-DealerPORTLAND, ME
AUM $25.7MTEAM 1REPS 2
MINISTRY PARTNERS SECURITIES, LLC
Broker-DealerBREA, CA
AUM $25.4MTEAM 7REPS 8
INNOVATION PARTNERS LLC
Broker-DealerCharlotte, NC
AUM $21.7MTEAM 305REPS 347
SORSBY FINANCIAL CORP
Broker-DealerBONITA SPRINGS, FL
AUM $21MTEAM 1REPS 2
GMS GROUP
Broker-DealerEAST HANOVER, NJ
AUM $19.8MTEAM 15REPS 62
BUTTONWOOD PARTNERS, INC.
Broker-DealerMADISON, WI
AUM $16.4MTEAM 3REPS 9
CAPITAL PORTFOLIO MANAGEMENT, INC.
Broker-DealerTIMONIUM, MD
AUM $15.8MTEAM 1REPS 15
CENTRAL STATES CAPITAL MARKETS, LLC
Broker-DealerPRAIRIE VILLAGE, KS
AUM $13.7MTEAM 4REPS 19
TIGRESS FINANCIAL PARTNERS LLC
Broker-DealerNew York, NY
AUM $12.8MTEAM 5REPS 25
ADVANCED ADVISOR GROUP, LLC
Broker-DealerCAMBRIDGE, MN
AUM $10.9MTEAM 11REPS 60
CBIZ RETIREMENT PLAN ADVISORY SERVICES
Broker-DealerCLEVELAND, OH
AUM $8.9MTEAM 19REPS 24
HIGGINS CAPITAL MANAGEMENT, INC.
Broker-DealerLA JOLLA, CA
AUM $7.7MTEAM 2REPS 2
WASHINGTON SECURITIES CORPORATION
Broker-DealerCHEVY CHASE, MD
AUM $7MTEAM 10REPS 8
SUNSTREET SECURITIES, LLC
Broker-DealerAVONDALE, AZ
AUM $6.5MTEAM 18REPS 18
J.H. DARBIE & CO., INC.
Broker-DealerNew York, NY
AUM $6.1MTEAM 5REPS 34
Other AUM ranges
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