VSI SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2001
Total AUM
$28.5M
Discretionary
$0
0% of AUM
Accounts
93
Employees
6
Advisory reps
10
Brokerage reps
6

Firm details

Headquarters
MIAMI, Florida
CRD number
114419
Registered since
December 17, 2001
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI81.67%
  • Investment Companies18.33%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

VSI Securities, Inc. operates as a broker‑dealer and as a registered representative firm that also provides portfolio management services targeted at individuals and small businesses. The firm charges clients via a percentage‑of‑AUM fee model and reports a mixed ownership structure that includes a foreign entity alongside an individual owner. Its client base spans individual and family clients as well as some institutional relationships. VSI does not position itself as a multi‑state adviser, is not an active ESG investor, and is not identified as a capital allocator or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 69%, Exchange Traded Equities 24%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%69%
  • Other69%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds3%

Owners & executives

1 of 1
  • ALVARO FRIAS

    Chief Executive OfficerCRD 4496884

Contacts

3 of 9
  • EMMA PESCHIERA

    foreign associateCRD 5728607

  • GEORGE VALLE

    CCOCRD 1916856

  • YSIS VIVAS MARQUEZ

    DirectorCRD 7075228

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1111 Brickell Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth