Itau International Securities Inc.

Broker-DealerFINRA Member
Total AUM
$48M
Discretionary
$0
0% of AUM
Accounts
34
Employees
33
Advisory reps
77
Brokerage reps
33

Firm details

Headquarters
Miami, Florida
CRD number
144769
Registered since
May 6, 2008
Custodians
UBS FINANCIAL SERVICES INC., GOLDMAN SACHS & CO. LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, PERSHING LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Corporations / Businesses42.11%
  • Individuals41.38%
  • HNWI16.51%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Itau International Securities Inc. is a Florida-registered corporate broker-dealer that provides portfolio management services for individuals, small businesses and pooled investment vehicles. The firm serves both individual & family and institutional clients and reports a mix of fee arrangements that include percentage-of-assets and performance-based compensation. Ownership is listed as a combination of a foreign entity and individual ownership. The firm’s activities combine brokerage and advisory functions: it acts as a broker-dealer while also delivering portfolio management for clients and for pooled vehicles. It does not position itself as a capital allocator, does not identify as an active ESG investor, and its regulatory footprint is state-level in Florida rather than a multi-state advisory registration.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Cash & Cash Equivalents 15%, Investment Grade Corp Bonds 11%, US Government Bonds 8%, Non-Investment Grade Corp Bonds 7%, Public Funds/Mutual Funds 3%, Private Funds 3%52%
  • Exchange Traded Equities52%
  • Cash & Cash Equivalents15%
  • Investment Grade Corp Bonds11%
  • US Government Bonds8%
  • Non-Investment Grade Corp Bonds7%

Owners & executives

1 of 1
  • Sara Gaitan

    Sara Gaitan

    Chief Compliance OfficerCRD 4733588

Contacts

3 of 76
  • Ana Claudia Silva

    Investment AdviserCRD 5732603

  • Oswaldo Abreu

    Oswaldo Abreu

    Compliance OfficerCRD 4532747

  • Carlos Ferreira

    Carlos Ferreira

    InvestorCRD 4219965

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
200 S Biscayne Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth