North South Capital, LLC
Firm details
- Headquarters
- New Lenox, Illinois
- CRD number
- 148158
- Registered since
- April 16, 2009
- Website
- www.northsouthcap.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI53.56%
- Individuals46.44%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
North South Capital, LLC is a small, SEC-registered independent broker-dealer organized as a limited liability company and operating since 2009. The firm focuses on serving individual and family clients and combines broker-dealer activity with advisory work — chiefly financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Ownership is held by an individual principal. Advisory compensation is a mix of asset-based fees and fixed fees. The firm does not present itself as a capital allocator and is not identified as an active ESG investor, multi-state adviser, pension consultant, or related adviser in the available profile.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other61%
- Exchange Traded Equities25%
- Cash & Cash Equivalents13%
- State & Local Bonds1%
Contacts
3 of 10Ree Grossman
Vice PresidentCRD 1852996
Matthew Bruns
AccountantCRD 2989324
Bryan Bruns
AccountantCRD 4594505
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Lenox, IL
Will
Location
New Lenox, IL
Headquartered in New Lenox, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Will
- Address
- 321 W Maple St
- Time zone
- CT (UTC-6)
- Office locations
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