North South Capital, LLC

Overview

North South Capital, LLC is an independent broker-dealer organized as an LLC and registered with the SEC since 2009. The firm is owner-operated and concentrates on individual and family clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses, supplemented by educational seminars and workshops. Compensation comes through a mix of percentage-of-AUM fees and fixed fees, and the firm is not positioned as a capital allocator or an active ESG investor. Business activity is routed through broker-dealer operations alongside its advisory services, indicating a hybrid model that combines transactional capabilities with ongoing portfolio advice. The firm's structure and client focus suggest a boutique practice that emphasizes personalized planning and investment management rather than scale-driven institutional mandates.

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