ACCESS FINANCIAL GROUP, INC.

Broker-DealerFINRA MemberEst. 1994

Total AUM

$302M

Discretionary

$300M

99% of AUM

Accounts

315

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: CHICAGO, Illinois
CRD number: 33065
Registered since: December 30, 1994
Website: www.afinancial.com
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM
Client types: Corporations / Businesses95.37%
Individuals4.63%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Access Financial Group, Inc. is a broker-dealer and registered investment adviser that has been SEC-registered since 1994. The firm focuses on fee-based portfolio management for individual and family clients as well as for small businesses and institutional/business clients. Investment activity tilts heavily toward fixed-income instruments, with a clear preference for U.S. government bonds as the primary allocation across client portfolios. The firm is not an active ESG investor and does not operate as a multi-state adviser. Operationally, Access Financial Group runs as a corporate entity with ownership tied to a domestic individual or entity. Its business model centers on discretionary portfolio management paid as a percentage of assets under management, and it uses brokerage capabilities alongside advisory services to implement client strategies.