Northern Trust Securities, Inc
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 7927
- Registered since
- January 2, 2015
- Website
- www.northerntrust.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.63%
- Individuals10.54%
- Corporations / Businesses0.96%
- Charitable Organizations0.6%
- Other0.27%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Northern Trust Securities, Inc. is a corporate broker-dealer and qualified custodian that combines brokerage services with advisory capabilities. Registered with the SEC in 2015, the firm serves both individual/family and institutional clients and operates as a capital allocator and sponsor/manager of pooled investment vehicles. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Compensation is a mix of percentage-of-assets and fixed fees. The firm is not identified as an active ESG investor in the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Non-Exchange Traded Equities13%
- Public Funds/Mutual Funds8%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
Owners & executives
3 of 4
Alison Stewart
Chief Administrative OfficerCRD 2394528
Joseph Tanious
Chief Investment StrategistCRD 4579236
Patrick Dimarco
Global Chief Compliance OfficerCRD 4549136
Contacts
3 of 387
Maeve Mcguire
Investment AssociateCRD 7399071
Matthew Myre
National Practice LeaderCRD 2298548
Eleanor Murphy
Regional DirectorCRD 4821964
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 333 S Wabash Ave
- Time zone
- CT (UTC-6)
- Office locations
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