UMB Financial Services, Inc.

Broker-DealerFINRA Member

Total AUM

$5M

Discretionary

$0

0% of AUM

Accounts

1

Employees

55

Advisory reps

115

Brokerage reps

47

Firm details

Headquarters: Kansas City, Missouri
CRD number: 17073
Registered since: April 9, 2004
Website: www.umb.com
Fee structure: Percentage of AUM
Client types: Individuals100%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

UMB Financial Services, Inc. is a corporate broker-dealer and registered municipal advisor that also operates as an investment adviser. The firm is SEC-registered (initial registration in 2004) and presents a mix of broker-dealer, banking and insurance affiliations. Advisory services advertised include financial planning and portfolio management for individuals, small businesses and institutional/business clients. Compensation is primarily a percentage-of-AUM fee structure. The firm identifies as an active ESG investor and operates across multiple states; it does not function as a capital allocator.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds49%
Exchange Traded Equities46%
Cash & Cash Equivalents5%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area: Kansas City-Overland Park-Kansas City, MO-KS
Region: Midwest
County: Jackson
Address: 928 Grand Blvd
Time zone: CT (UTC-6)
Office locations

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