N.I.S. Financial Services, Inc.

Broker-DealerFINRA MemberEst. 1970
Total AUM
Advisory reps
153
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is incorporated and has been SEC-registered since 1970. The firm is listed as owned by a domestic entity and an individual and is classified in the dataset as unclassified. Available records indicate the firm does not act as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state or newly formed adviser, and it does not identify itself as a pension consultant or a related adviser. The firm provided minimal public disclosures about its business model, client focus, advisory activities, fee structures, or investment preferences in the source data. That lack of detail limits the ability to infer typical client profiles, portfolio construction approach, or strategy specialization from these records.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • David Ballard

    Independent ContractorCRD 1077891

  • Kevin Brown

    Independent ContractorCRD 1081159

  • Diane Jorgenson

    Independent ContractorCRD 2066849

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Contacts

3 of 141
  • Craig Brumagin

    OwnerCRD 720342

  • Christopher Pierce

    Registered RepresentativeCRD 6459621

  • Keith Heidbreder

    Keith Heidbreder

    Registered RepresentativeCRD 6078311

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth