N.I.S. Financial Services, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
151
Avg account
$0

Firm details

Headquarters
Kansas City, Missouri
CRD number
5361
Registered since
August 8, 1970

Firm profile

FINTRX

Overview

N.I.S. Financial Services, Inc. is organized as a corporation with ownership described as a combination of a domestic entity and an individual. The public snapshot classifies the firm as unclassified and indicates it does not act as a capital allocator. The dataset does not identify the firm's client segments, fee schedule, specific business or advisory activities, or any affiliations; those fields were left blank in the source record. The firm is not marked as an active ESG investor. It is also shown as not operating as a multi-state adviser, not newly formed, and not described as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 12
  • Russell Clark

    Independent ContractorCRD 704892

  • Larry Ratashak

    Independent ContractorCRD 707013

  • Kevin Brown

    Independent ContractorCRD 1081159

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Contacts

3 of 139
  • Curtis Calvert

    Curtis Calvert

    Senior Compliance SpecialistCRD 2415786

  • Thomas Brandt

    RepresentativeCRD 28956

  • Dale Depping

    RepresentativeCRD 65778

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Kansas City, MO

Jackson

Location

Kansas City, MO

Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.

Metro area
Kansas City-Overland Park-Kansas City, MO-KS
Region
Midwest
County
Jackson
Address
333 W 11th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth