MAINE SECURITIES CORPORATION

Broker-DealerFINRA MemberEst. 1985
Total AUM
$25.7M
Discretionary
$25.7M
100% of AUM
Accounts
26
Employees
1
Advisory reps
2
Brokerage reps
1

Firm details

Headquarters
PORTLAND, Maine
CRD number
16976
Registered since
December 2, 1985
Custodians
CLEARING FIRM
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI51.27%
  • Individuals44.07%
  • Corporations / Businesses2.4%
  • Charitable Organizations2.27%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Maine Securities Corporation operates as an independent broker-dealer and provides a range of financial services. Founded in 1985, the firm primarily serves individuals, families, and institutional clients. Their offerings include financial planning, portfolio management for both individuals and businesses, market timing services, and educational seminars. Although the firm is not an active ESG investor, it maintains a diverse approach to investment management, utilizing various strategies to meet the needs of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, US Government Bonds 15%, Non-Exchange Traded Equities 10%, Cash & Cash Equivalents 10%65%
  • Exchange Traded Equities65%
  • US Government Bonds15%
  • Non-Exchange Traded Equities10%
  • Cash & Cash Equivalents10%

Contacts

2 of 2
  • BRADLEY MCCURTAIN

    PresidentCRD 842193

  • BETTE SEAVER

    BrokerCRD 1196106

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PORTLAND, ME

CUMBERLAND

Location

PORTLAND, ME

Headquartered in PORTLAND, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
15 Monument Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth